Alexander B. Harcus

MONTZ HARCUS WEALTH MANAGEMENT

NEW ORLEANS, LA 70119

CRD#: 6321832

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Professional summary

Alexander Bruce Harcus, CFP® is a registered financial advisor currently at MONTZ HARCUS WEALTH MANAGEMENT located in New Orleans, Louisiana and PURSHE KAPLAN STERLING INVESTMENTS located in New Orleans, Louisiana.

Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Alexander has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Bruce Harcus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

May 17, 2019 - Present

MONTZ HARCUS WEALTH MANAGEMENT

Office #1: 610 City Park Avenue, New Orleans, LA 70119

RIA

CRD#: 301963

NEW ORLEANS, LA

Current

May 31, 2019 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 610 City Park Ave., New Orleans, LA 70119Office #2: 80 State Street, Albany, NY 12207

CRD#: 35747

New Orleans, LA

Past

September 30, 2014 - May 15, 2019

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

NEW ORLEANS, LA

Past

May 19, 2014 - May 15, 2019

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

NEW ORLEANS, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONTZ HARCUS WEALTH MANAGEMENT

MONTZ HARCUS WEALTH MANAGEMENT | MONTZ HARCUS WEALTH MANAGEMENT LLC

CRD#: 301963 / SEC#: 801-115292

RIA

Registered Investment Advisory firm - (5/17/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/23/2021)

Florida
(3/23/2021)

Illinois
(3/23/2021)

Indiana
(9/22/2022)

Kansas
(3/23/2021)

IAR

Louisiana
(5/17/2019)

Louisiana
(5/31/2019)

Maine
(3/23/2021)

Mississippi
(7/31/2019)

North Carolina
(3/23/2021)

Ohio
(3/23/2021)

Tennessee
(3/23/2021)

IAR

Texas
(5/23/2019)

Texas
(3/23/2021)

West Virginia
(9/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/11/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MONTZ HARCUS WEALTH MANAGEMENT

MONTZ HARCUS WEALTH MANAGEMENT | MONTZ HARCUS WEALTH MANAGEMENT LLC

CRD#: 301963 / SEC#: 801-115292

RIA

Registered Investment Advisory firm - (5/17/2019 Approved)

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Contact information

Main Address

610 City Park Avenue, New Orleans, LA 70119

Mailing Address

Phone number

(504) 488-3700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,332
AUM (Assets Under Management)	$ 713,694,816

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander B. Harcus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Bruce Harcus's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

Primary Firm SEC Registration

MONTZ HARCUS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/11/2014

SIE

Date: 10/1/2018

Series 7

Date: 5/19/2014

FINRA

Current Firm

MONTZ HARCUS WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONTZ HARCUS WEALTH MANAGEMENT

TRUST BUT VERIFY

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