AH
Alexander B. Harcus
MONTZ HARCUS WEALTH MANAGEMENT
New Orleans, LA 70119
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CRD#: 6321832
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Professional summary
Alexander Bruce Harcus, CFP® is a registered financial advisor currently at MONTZ HARCUS WEALTH MANAGEMENT located in New Orleans, Louisiana and PURSHE KAPLAN STERLING INVESTMENTS located in New Orleans, Louisiana.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Alexander has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Montz Harcus Wealth Management. Investment Related. 610 Park City Ave. Wealth Management and Financial Planning. Vice President. Start 6/2019. 160hrs/mo, 120hrs during trading hours. RIA. 2) Physicians Resource Group. Investment Related. 610 City Park Ave. Insurance and Tax Preparation. Financial Advisor. Start 06/2014. 10hrs/mo, 7hrs during trading hours. Insurance product sales for clients and tax prep during tax season. 3) Metarie Club Gardens, Not Investment Related, PO Box 55274 Metairie LA 70055, Member, Attend Board Meetings, Start 09/2024, Hours per month devoted to business outside trading hours: 2.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Bruce Harcus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
May 17, 2019 - Present
MONTZ HARCUS WEALTH MANAGEMENT
Office #1: 610 City Park Avenue, New Orleans, LA 70119RIA
CRD#: 301963
New Orleans, LA
Current
May 31, 2019 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 610 City Park Ave., New Orleans, LA 70119Office #2: 80 State Street, Albany, NY 12207BD
CRD#: 35747
New Orleans, LA
Past
September 30, 2014 - May 15, 2019
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
NEW ORLEANS, LA
Past
May 19, 2014 - May 15, 2019
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
NEW ORLEANS, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
MONTZ HARCUS WEALTH MANAGEMENT
MONTZ HARCUS WEALTH MANAGEMENT | MONTZ HARCUS WEALTH MANAGEMENT LLC
CRD#: 301963 / SEC#: 801-115292
RIA
Registered Investment Advisory firm - (5/17/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/23/2021)
RR
Florida(3/23/2021)
RR
Illinois(3/23/2021)
RR
Indiana(9/22/2022)
RR
Kansas(3/23/2021)
IAR
Louisiana(5/17/2019)
RR
Louisiana(5/31/2019)
RR
Maine(3/23/2021)
RR
Mississippi(7/31/2019)
RR
North Carolina(3/23/2021)
RR
Ohio(3/23/2021)
RR
Tennessee(3/23/2021)
IAR
Texas(5/23/2019)
RR
Texas(3/23/2021)
RR
West Virginia(9/22/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MH
MONTZ HARCUS WEALTH MANAGEMENT
MONTZ HARCUS WEALTH MANAGEMENT | MONTZ HARCUS WEALTH MANAGEMENT LLC
CRD#: 301963 / SEC#: 801-115292
RIA
Registered Investment Advisory firm - (5/17/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
610 City Park Avenue, New Orleans, LA 70119
Mailing Address
Phone number
(504) 488-3700
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,332 |
| AUM (Assets Under Management) | $ 713,694,816 |
Red Flags
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Company Information
MONTZ HARCUS WEALTH MANAGEMENT
CRD#: 301963New Orleans, LA 70119TRUST BUT VERIFY
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