JD
John R. Dean
CETERA INVESTMENT ADVISERS LLC
WILLMAR, MN 56201
Some features on this profile are disabled
CRD#: 63216
JD
Professional summary
John Robert Dean is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Willmar, Minnesota and CETERA WEALTH SERVICES, LLC located in Willmar, Minnesota.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1974. John has worked at 10 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/1972; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: ANFINSON THOMPSON FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view John Robert Dean's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1604 S First St Suite 230, Willmar, MN 56201Office #2: 710 Csah 75 S, St. Joseph, MN 56374Office #3: 1251 E Bridge St, Redwood Falls, MN 56283Office #4: 212 W James St, Paynesville, MN 56362Office #5: 223 Main St, Melrose, MN 56352Office #6: 30 East Minnesota Avenue, Glenwood, MN 56334Office #7: 1309 Hwy 29 S, Suite 101, Alexandria, MN 56308RIA
CRD#: 105644
WILLMAR, MN
Current
March 21, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1604 1st Street South Suite 230, Willmar, MN 56201Office #2: 710 Csah 75 S, St. Joseph, MN 56374Office #3: 1251 E Bridge St, Redwood Falls, MN 56283Office #4: 212 W James St, Paynesville, MN 56362Office #5: 223 Main St, Melrose, MN 56352Office #6: 30 East Minnesota Avenue, Glenwood, MN 56334Office #7: 1309 Hwy 29 S, Suite 101, Alexandria, MN 56308BD
CRD#: 13572
WILLMAR, MN
Past
March 28, 2016 - December 31, 2020
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
WILLMAR, MN
Past
March 16, 2016 - December 31, 2020
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WILLMAR, MN
Past
January 1, 2004 - March 3, 2015
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WILLMAR, MN
Past
May 21, 1999 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
January 24, 1994 - May 12, 1999
ASKAR CORP.
BD
CRD#: 7512
BLOOMINGTON, MN
Past
November 12, 1992 - January 20, 1994
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
October 29, 1987 - November 13, 1992
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
Past
July 13, 1987 - November 24, 1987
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
Past
April 23, 1985 - November 13, 1992
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CINCINNATI, OH
Past
October 20, 1980 - July 9, 1985
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
Past
April 23, 1974 - July 9, 1985
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/6/2025)
RR
Minnesota(4/19/2024)
IAR
Minnesota(4/29/2024)
RR
South Dakota(7/26/2024)
RR
Texas(1/6/2025)
IAR
Texas(3/26/2025)
RR
Virginia(1/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/26/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 4/18/1974
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
