Martin E. Contreras
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Eduardo Contreras, who also goes by Martin E Contreras, Martin Eduardo Sanchez Contreras, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 2015. Martin had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2017 - August 21, 2017
SCOTTRADE INVESTMENT MANAGEMENT
March 8, 2017 - August 21, 2017
SCOTTRADE, INC.
November 7, 2016 - February 6, 2017
NYLIFE SECURITIES LLC
October 6, 2015 - September 21, 2016
J.P. MORGAN SECURITIES LLC
September 9, 2015 - September 11, 2015
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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