Phillip A. Lorenzon

DUKE AND DUKE WEALTH MANAGEMENT LLC

Doylestown, PA 18902

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CRD#: 6320766

Professional summary

Phillip Albert Lorenzon is a registered financial advisor currently at DUKE AND DUKE WEALTH MANAGEMENT LLC located in Doylestown, Pennsylvania.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Phillip has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Albert Lorenzon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2019 - Present

DUKE AND DUKE WEALTH MANAGEMENT LLC

Office #1: 3359 Durham Road, Suite 100, Doylestown, PA 18902

RIA

CRD#: 290184

Doylestown, PA

Past

September 16, 2017 - November 19, 2018

GREAT VALLEY ADVISOR GROUP, LLC

RIA

CRD#: 123913

Doylestown, PA

Past

September 1, 2017 - September 17, 2018

LPL FINANCIAL LLC

CRD#: 6413

DOYLESTOWN, PA

Past

February 3, 2017 - August 31, 2017

TLG ADVISORS, INC.

RIA

CRD#: 111052

PERKASIE, PA

Past

January 6, 2017 - August 31, 2017

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

October 8, 2014 - January 11, 2017

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

CHALFONT, PA

Past

April 21, 2014 - January 11, 2017

PRUCO SECURITIES, LLC.

CRD#: 5685

CHALFONT, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/18/2019)

IAR

Pennsylvania
(6/26/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/25/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/19/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DUKE AND DUKE WEALTH MANAGEMENT LLC

CRD#: 290184 / SEC#:

New Jersey

Registered Investment Advisory firm - (12/5/2017 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/1/2017 Approved)

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Contact information

Main Address

3359 Durham Road, Suite 100, Doylestown, PA 18902

Mailing Address

Phone number

(267) 544-0333

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	208
AUM (Assets Under Management)	$ 45,407,682

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Phillip A. Lorenzon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Albert Lorenzon's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT VALLEY ADVISOR GROUP, LLC

LPL FINANCIAL LLC

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/2014

Series 63

Date: 6/25/2014

SIE

Date: 9/17/2018

Series 6

Date: 4/19/2014

Current Firm

DUKE AND DUKE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DUKE AND DUKE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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