EH
Edward B. Hodgman
CETERA INVESTMENT ADVISERS LLC
Cockeysville, MD 21030
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CRD#: 6320687
EH
Professional summary
Edward B Hodgman, who also goes by Edward Bailey Hodgman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cockeysville, Maryland and CETERA WEALTH SERVICES, LLC located in Rockville, Maryland.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Edward has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edward Bailey Hodgman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MARKIT INC. POSITION: Owner NATURE: Distributor of signage materials INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/07/2000 ADDRESS: 250 Mill Street, Suite 303, Rochester NY 14614, United States DESCRIPTION: Markit Inc. is a distributor of sign-making technologies and equipment for sign manufacturing and metal fabrication. SECURIAN CAPITAL OF THE CHESAPEAKE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 01/13/2022 ADDRESS: 600 Washington Ave, 1st Floor, Towson MD 21030, United States DESCRIPTION: Fixed Insurance Sales MASMI RESEARCH POSITION: Consultant NATURE: Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1996 ADDRESS: Unknown, Bethesda MD 20817, United States DESCRIPTION: Once every 1-2 years in the past I have been approached by this company to review and edit their marketing materials.
CRS (Client Relationship Summary) - RIA
Click below to view Edward B Hodgman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9710 Monroe St, Cockeysville, MD 21030RIA
CRD#: 105644
Cockeysville, MD
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 98 Church St Unit 2, Rockville, MD 20850Office #2: 9710 Monroe St, Cockeysville, MD 21030BD
CRD#: 13572
ROCKVILLE, MD
Past
March 1, 2022 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Towson, MD
Past
January 19, 2022 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Towson, MD
Past
November 23, 2016 - January 5, 2022
NYLIFE SECURITIES LLC
BD
CRD#: 5167
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(8/25/2025)
RR
District of Columbia(8/10/2023)
RR
Maryland(8/10/2023)
IAR
Maryland(8/10/2023)
RR
New York(7/17/2025)
RR
Oklahoma(8/10/2023)
RR
Pennsylvania(8/10/2023)
RR
South Carolina(1/10/2025)
RR
Virginia(8/10/2023)
RR
Washington(8/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/11/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Cockeysville, MD 21030TRUST BUT VERIFY
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