Cindy L. Mayfield

AE WEALTH MANAGEMENT

Lake Mary, FL 32746

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CRD#: 6320630

Professional summary

Cindy Lou Mayfield, who also goes by Cindy Lou Snodgrass, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Lake Mary, Florida.

Cindy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Cindy has worked at 3 firms and has passed the Series 65, SIE and Series 82 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cindy Lou Snodgrass

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) WEALTH MANAGEMENT SOLUTIONS, LLC. INVESTMENT RELATED. 605 CRESCENT EXECUTIVE CT, STE 112, LAKE MARY, FL 32746. INSURANCE MARKETING/SALES. PRESIDENT. 5/2007. 160 HOURS/MONTH, 160 HOURS DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cindy Lou Mayfield's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2016 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 605 Crescent Executive Ct Ste 112, Lake Mary, FL 32746

RIA

CRD#: 282580

Lake Mary, FL

Past

May 21, 2015 - June 1, 2016

PAYNE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 147119

WINTER PARK, FL

Past

October 2, 2014 - November 6, 2014

DELTA SECURITIES COMPANY LLC

CRD#: 145511

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/30/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/12/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 11/6/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 82

Date: 9/10/2014

Limited Representative-Private Securities Offerings

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cindy L. Mayfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cindy Lou Mayfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

PAYNE CAPITAL MANAGEMENT, LLC

DELTA SECURITIES COMPANY LLC

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/12/2013

SIE

Date: 11/6/2014

Series 82

Date: 9/10/2014

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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