AM
Amin Mulji
CETERA INVESTMENT ADVISERS LLC
ROSSVILLE, TN 38066
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CRD#: 6320242
AM
Professional summary
Amin Mulji, ChFC®, CIMA® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Rossville, Tennessee and CETERA WEALTH SERVICES, LLC located in Collierville, Tennessee.
Amin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Amin has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY: MIDSOUTH SUBWAY RESTAURANT LLC; NO; 384 DISTRIBUTION PKWY; COLLIERVILLE; TN; 38017; RESTAURANT; MEMBER; 8/16/2006; 100; 80; MANAGE AND OPERATE SUBWAY FRANCHISE LOCATION; 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 764 LANCELOT LN; COLLIERVILLE; TN; 38017; INDEPENDENT INSURANCE AGENE; INDEPENDENT INSURANCE AGENT; 2/1/2014; 20; 10; SALES OF FIXED INSURANCE PRODUCTS 3. NAME OF ENTITY: AMIN MULJI INSURANCE AGENCY; NO; 384 DISTRIBUTION PKWY; COLLIERVILLE; TN; 38017; PROPERTY & CASUALTY INSURANCE/DBA; OWNER; 2/28/2020; 25; 5; SELL AND SERVICE FIXED INSURANCE AND P&C|
CRS (Client Relationship Summary) - RIA
Click below to view Amin Mulji's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 345 Main Street, Rossville, TN 38066Office #2: 155 North Main St Suite 102a, Collierville, TN 38017RIA
CRD#: 105644
ROSSVILLE, TN
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 155 North Main St Suite 102a, Collierville, TN 38017Office #2: 345 Main Street, Rossville, TN 38066BD
CRD#: 13572
Collierville, TN
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
March 24, 2015 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
COLLIERVILLE, TN
Past
June 7, 2014 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
COLLIERVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2021)
RR
Arkansas(6/9/2021)
RR
District of Columbia(1/29/2025)
RR
Florida(11/2/2021)
RR
Georgia(6/9/2021)
RR
Illinois(1/9/2024)
RR
Minnesota(3/1/2024)
RR
Mississippi(6/9/2021)
RR
Tennessee(6/9/2021)
IAR
Tennessee(6/29/2023)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Rossville, TN 38066TRUST BUT VERIFY
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