Steven G. Houlihan
Professional summary
Steven Gregory Houlihan is a registered financial professional currently at THE BANK STREET GROUP L.L.C. located in Stamford, Connecticut.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2015. Steven has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Gregory Houlihan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2022 - Present
THE BANK STREET GROUP L.L.C.
Office #1: 333 Ludlow Street 3rd Floor, South Tower, Stamford, CT, 06902March 10, 2020 - May 2, 2022
SOLOMON PARTNERS SECURITIES, LLC
July 2, 2015 - February 24, 2020
THE BANK STREET GROUP L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/31/2022)
(5/31/2022)
(5/31/2022)
Exams
FINRA
Current Firm
THE BANK STREET GROUP L.L.C.
CRD#: 116269 / SEC#: , 8-53542
Contact information
FINRA licenses (27 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANK STREET HOLDINGS LLC | HOLDING COMPANY OF MEMBERSHIP INTERESTS | |
| BECKETT, JON PETER | MANAGING DIRECTOR | 1888149 |
| BURNAT, ROBERT MARK | FINANCIAL & OPERATIONS PRINCIPAL | 1262266 |
| HENRY, JAMES HOWLAND | SENIOR MANAGING DIRECTOR/CFO | 2449629 |
| LUKAJ, RICHARD STEELE | SENIOR MANAGING DIRECTOR/CEO/CCO/AMLCO | 2555602 |
Red Flags
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