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Alexander H. Nikpour

ETHOS FINANCIAL GROUP
King Of Prussia, PA 19406
Some features on this profile are disabled
CRD#: 6317278
AN

Professional summary

Alexander Haab Nikpour, CFP®, who also goes by Alexander H Nikpour, Lex Nikpour, is a registered financial advisor currently at ETHOS FINANCIAL GROUP, LLC located in King Of Prussia, Pennsylvania.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Alexander has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alexander H Nikpour | Lex Nikpour

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE AGENT- INVESTMENT RELATED-AT REPORTED BUSINESS LOCATION(S), INSURANCE SALES, AGENT, 2018, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS LIMELIGHT INTELLIGENCE, INC.; NOT INVESTMENT-RELATED; RALEIGH, NC; CHAIR OF ADVISORY BOARD; START DATE: 2024; APPROX. 2 HRS/MO OUTSIDE TRADING HOURS; CHAIR THE BOARD OF ADVISORS. GOLF SIMULATOR COMMUNITY, NOT INVESTMENT RELATED, GREENSBOROUGH, NC, MEMBER OF ADVISORY BOARD, 8/2023, APPROX. 10 HRS/MONTH OUTSIDE OF TRADING HOURS: MARKETING STRATEGY, FINANCIAL STRATEGY AND GUIDANCE ROLE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Haab Nikpour's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

August 28, 2022 - Present

ETHOS FINANCIAL GROUP, LLC

Office #1: 2200 Renaissance Blvd Suite 340, King Of Prussia, PA 19406
RIA
CRD#: 321748
King Of Prussia, PA
Past

April 9, 2020 - August 26, 2022

ALMANACK INVESTMENT PARTNERS

RIA
CRD#: 282428
WAYNE, PA
Past

August 10, 2016 - April 7, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
VINELAND, NJ
Past

June 8, 2016 - April 7, 2020

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
VINELAND, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
ETHOS FINANCIAL GROUP, LLC
AB GROUP | VERITY WEALTH ADVISORS | PETERS WEALTH ADVISORS | MICHAEL MALONE INVESTMENT ADVISORY | MARSINI ESTATE & WEALTH | JAMES W. JUDGE IV | FRONT STREET FINANCIAL | ETHOS FINANCIAL GROUP, LLC | ETHOS FAMILY OFFICE | CHAPWOOD INVESTMENTS | ASCENDANT 360 | ALPHA WHISKEY

CRD#: 321748 / SEC#: 801-125779

RIA
Registered Investment Advisory firm - (6/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(8/28/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/8/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/8/2016
General Securities Representative Examination

Current Firm

EF
ETHOS FINANCIAL GROUP, LLC
AB GROUP | VERITY WEALTH ADVISORS | PETERS WEALTH ADVISORS | MICHAEL MALONE INVESTMENT ADVISORY | MARSINI ESTATE & WEALTH | JAMES W. JUDGE IV | FRONT STREET FINANCIAL | ETHOS FINANCIAL GROUP, LLC | ETHOS FAMILY OFFICE | CHAPWOOD INVESTMENTS | ASCENDANT 360 | ALPHA WHISKEY

CRD#: 321748 / SEC#: 801-125779

RIA
Registered Investment Advisory firm - (6/2/2022 Approved)
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Contact information

Main Address
2200 Renaissance Blvd Suite 340, King Of Prussia, PA 19406
Mailing Address
Phone number
(484) 889-7270
Established
Firm type
Fiscal year end
# of Employees
36

SEC notice filing (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ETHOS FINANCIAL GROUP BROCHURE (4/23/2025)

Regulatory assets under management

Total Number of Accounts3,935
AUM (Assets Under Management)$ 1,576,974,645

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ETHOS FINANCIAL GROUP, LLC

CRD#: 321748King Of Prussia, PA 19406

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