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Paul R. Mashkovich

SUPERVISION PARTNERS LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 6317234
PM

Professional summary

Paul Robert Mashkovich is a registered financial professional currently at SUPERVISION PARTNERS LLC located in New York, New York.

Paul is registered as a RR (Registered Representative) and started their career in finance in 2014. Paul has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Robert Mashkovich's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 22, 2023 - Present

SUPERVISION PARTNERS LLC

Office #1: 641 Lexington Avenue Fl 17, New York, NY 10022
BD
CRD#: 300528
New York, NY
Past

September 3, 2014 - September 21, 2023

MAXIM GROUP LLC

BD
CRD#: 120708
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/22/2023)
RR
Florida
(9/22/2023)
RR
Massachusetts
(9/22/2023)
RR
New Jersey
(9/22/2023)
RR
New York
(9/22/2023)
RR
North Carolina
(3/7/2025)
RR
Ohio
(3/7/2025)
RR
Pennsylvania
(6/24/2025)
RR
Texas
(9/22/2023)
RR
Utah
(1/21/2025)
RR
Washington
(3/7/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/3/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/3/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SP
SUPERVISION PARTNERS LLC
COMPLIANCE FIRST BROKERAGE, LLC | SUPERVISION PARTNERS LLC | SUPERVISION BROKERAGE LLC

CRD#: 300528 / SEC#: , 8-70315

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
641 Lexington Avenue Fl 17, New York, NY 10022
Mailing Address
641 Lexington Avenue Fl 17, New York, NY 10022
Phone number
(212) 257-5790
Established
New York since 11/25/2015
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COMPLIANCE FIRST, LLCMANAGING MEMBER
FLORIO, GREGORY LEECHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER4126029
LEAHY, JAMES MICHAELFINOP5647281

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUPERVISION PARTNERS LLC

CRD#: 300528New York, NY 10022

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