AR
Andrew N. Rineck
ALERA INVESTMENT ADVISORS
New Richmond, WI 54017
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CRD#: 6317098
AR
Professional summary
Andrew Nicholas Rineck is a registered financial advisor currently at ALERA INVESTMENT ADVISORS, LLC located in New Richmond, Wisconsin and OSAIC WEALTH, INC. located in New Richmond, Wisconsin.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Andrew has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ANDREW RINECK POSITION: Tax preparer NATURE: Tax preperation services. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 417 N 3rd St., River Falls WI 54022, United States DESCRIPTION: Meet with Tax customers obtain tax information prepare and file tax returns. 2. CITY OF RIVER FALLS POSITION: Captain/ Firefighter NATURE: Municipality INVESTMENT RELATED: No NUMBER OF HOURS: 36 SECURITIES TRADING HOURS: 12 START DATE: 02/01/2016 ADDRESS: 115N 2nd St, River Falls WI 54022, United States DESCRIPTION: Lead all hazard response to calls for service. Ensure firefighters under my supervision are proficient and competent to respond to emergency calls and complete tasks safely. 3.JA COUNTER, 1477 KNOWLES AVE S STE 200, NEW RICHMOND, WI, 12/2017 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 10/WK - 9/TRADING. 4. CITY OF COTTAGE GROVE POSITION: Firefighter/ EMT NATURE: Municipal entity offering Fire prevention suppression and Emergency medical services. INVESTMENT RELATED: No NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 8641 80th St S, Cottage Grove MN 55016, United States DESCRIPTION: Staff fire suppression and emergency medical response for primary 911 response in service area. 5.ALERA GROUP, 1477 Knowles Ave S Ste200, New Richmond WI 54017, United States, 09/01/2024, W2 Employee, Insurance/Benefits/Human Resources, NIR, 40HR/MO- 36HR/TRADING. 6. ALERA GROUP POSITION: Financial Advisor NATURE: Fixed insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 11/08/2017 ADDRESS: 1477 S Knowles Ave, New Richmond WI 54022, United States DESCRIPTION: analyze client need for insurance products quote pricing place policies for life disability and long term care insurance as well as fixed annuities. 7. ALERA GROUP POSITION: Financial Advisor NATURE: Register investment advisory Representative. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 11/01/2017 ADDRESS: 1477 S Knowles Ave, Ste200, New Richmond WI 54022, United States DESCRIPTION: Meet with clients, analyze needs, recommend investments and accounts to meet those needs.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Nicholas Rineck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2025 - Present
ALERA INVESTMENT ADVISORS, LLC
Office #1: 1477 S Knowles Ave Ste 200, New Richmond, WI 54017RIA
CRD#: 287906
New Richmond, WI
Current
May 23, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 1477 S Knowles Ave Ste 200, New Richmond, WI 54017RIA
BD
CRD#: 23131
New Richmond, WI
Past
October 23, 2017 - June 11, 2025
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
New Richmond, WI
Past
October 23, 2017 - June 11, 2025
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
New Richmond, WI
Past
December 18, 2015 - October 23, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Minneapolis, MN
Past
June 1, 2015 - October 23, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Minneapolis, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALERA INVESTMENT ADVISORS, LLC
ALERA GROUP RETIREMENT PLAN SERVICES | WILSON ALBERS | WATERFORD GROUP | WALSH & NICHOLSON | TRINITY ADVISORS GROUP | THE ASCENT GROUP | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | STRATEGIC RETIREMENT PLAN CONSULTANTS | JA COUNTER | DOROSHOW INSURANCE | CSNW BENEFITS | BRIO BENEFITS | BCG 401K ADVISORS | ARISTA CONSULTING | AMCORP | ALERA INVESTMENT ADVISORS, LLC | ALERA GROUP WEALTH SERVICES
CRD#: 287906 / SEC#: 801-111892
RIA
Registered Investment Advisory firm - (10/26/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/23/2025)
RR
Illinois(5/23/2025)
RR
Iowa(5/23/2025)
RR
Minnesota(5/23/2025)
RR
North Dakota(5/23/2025)
RR
Texas(5/23/2025)
RR
Virginia(5/23/2025)
IAR
Wisconsin(5/22/2025)
RR
Wisconsin(5/23/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ALERA INVESTMENT ADVISORS, LLC
ALERA GROUP RETIREMENT PLAN SERVICES | WILSON ALBERS | WATERFORD GROUP | WALSH & NICHOLSON | TRINITY ADVISORS GROUP | THE ASCENT GROUP | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | STRATEGIC RETIREMENT PLAN CONSULTANTS | JA COUNTER | DOROSHOW INSURANCE | CSNW BENEFITS | BRIO BENEFITS | BCG 401K ADVISORS | ARISTA CONSULTING | AMCORP | ALERA INVESTMENT ADVISORS, LLC | ALERA GROUP WEALTH SERVICES
CRD#: 287906 / SEC#: 801-111892
RIA
Registered Investment Advisory firm - (10/26/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Three Parkway North Suite 500, Deerfield, IL 60015-2567
Mailing Address
Phone number
(847) 457-3000
Established
Firm type
Fiscal year end
# of Employees
88
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,097 |
| AUM (Assets Under Management) | $ 3,572,112,624 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALERA INVESTMENT ADVISORS, LLC
CRD#: 287906New Richmond, WI 54017TRUST BUT VERIFY
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