James C. Lewis

FIRST BANKERS' BANC SECURITIES,

Overland Park,, KS 66211

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CRD#: 6316913

Professional summary

James Charles Lewis is a registered financial professional currently at FIRST BANKERS' BANC SECURITIES, INC located in Overland Park,, Kansas.

James is registered as a RR (Registered Representative) and started their career in finance in 2014. James has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Charles Lewis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 23, 2019 - Present

FIRST BANKERS' BANC SECURITIES, INC

Office #1: 6800 College Blvd Suite 420, Overland Park,, KS 66211

CRD#: 15041

Overland Park,, KS

Past

May 2, 2014 - December 20, 2019

CENTRAL STATES CAPITAL MARKETS, LLC

CRD#: 155291

PRAIRIE VILLAGE, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/17/2025)

Arkansas
(12/23/2019)

Colorado
(12/23/2019)

Delaware
(7/7/2025)

Florida
(11/17/2022)

Georgia
(3/8/2023)

Illinois
(5/30/2024)

Iowa
(3/17/2025)

Kansas
(12/23/2019)

Maryland
(3/8/2023)

Missouri
(12/23/2019)

Nebraska
(4/27/2020)

North Carolina
(3/8/2023)

North Dakota
(7/7/2025)

Oklahoma
(12/23/2019)

South Carolina
(3/8/2023)

South Dakota
(3/17/2025)

Tennessee
(3/8/2023)

Texas
(3/17/2025)

Virginia
(3/8/2023)

Washington
(3/17/2025)

West Virginia
(3/8/2023)

Exams

State Security Law Exam

Series 63

Date: 7/25/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/1/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST BANKERS' BANC SECURITIES, INC

FIRST BANKERS' BANC SECURITIES, INC | FIRST ST. LOUIS SECURITIES, INC.

CRD#: 15041 / SEC#: , 8-31584

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131

Mailing Address

1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131

Phone number

(314) 726-2880

Established

Missouri since 03/06/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (45 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BANKERS' BANC INVESTMENT SERVICES LLC	SHAREHOLDER
HAEDIKE, CHRISTINE D	CHIEF COMPLIANCE OFFICER	2489703
SPELLMEYER, ARTHUR WILLIAM IV	PRESIDENT/CEO	4872597

Disclosures

Regulatory Event

Red Flags

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James C. Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Charles Lewis's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST BANKERS' BANC SECURITIES, INC

CENTRAL STATES CAPITAL MARKETS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/25/2014

SIE

Date: 10/1/2018

Series 7

Date: 5/1/2014

FINRA

Current Firm

FIRST BANKERS' BANC SECURITIES, INC

Contact information

FINRA licenses (45 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIRST BANKERS' BANC SECURITIES, INC

TRUST BUT VERIFY

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