Christopher B. Pickford

Some features on this profile are disabled

CRD#: 6315066

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Bruce Pickford, who also goes by Chris Bruce Pickford, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2014. Christopher had worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris Bruce Pickford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 5, 2014 - July 10, 2017

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

NEWPORT NEWS, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/29/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/10/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/3/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641 / SEC#: , 8-7072

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Upgrade to AdvisorCheck Premium

Firm MonitoringMonitor not just your advisor but also their firm.

More Frequent AlertsGet updates every two weeks instead of monthly.

Contact information

Main Address

1 Firstcomm Plaza, Ft Worth, TX 76109-4978

Mailing Address

P.o. Box 2387, Fort Worth, TX 76113

Phone number

(817) 731-8621

Established

Texas since 11/24/1958

Firm type

Corporation

Fiscal year end

September

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
FIRST COMMAND FINANCIAL SERVICES, INC.	STOCKHOLDER/OWNER
CADDELL, TINA KATHERINE	VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER	3041675
CERBONE, HEIDI ELIZABETH	VICE PRESIDENT AND TREASURER	5734664
CHARTAN, ERIC	SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER	4809520
GARRETT, YECAL SIRROD	VICE PRESIDENT, INTERIM CHIEF COMPLIANCE OFFICER	4020327
HUBKA, MEEGHAN LYNNE	VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER (FINOP)	5859322
RICHTER, KELLEEN MARIE	EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER	2098017
SMITH, FRANK DEAN	SENIOR VICE PRESIDENT - CHIEF INFORMATION SECURITY OFFICER & CHIEF TECHNOLOGY OFFICER	6005160
STEFFE, MARK DUANE	PRESIDENT/CEO	2204689

Disclosures

Regulatory Event	5
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.