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Allen Keller

J. W. COLE ADVISORS
TAMPA, FL 33634
Some features on this profile are disabled
CRD#: 6314648
AK
Allen KellerJ. W. COLE ADVISORS

Professional summary

Allen Keller, who also goes by Allen W Keller, Allen William Keller, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Tampa, Florida and J.W. COLE FINANCIAL, INC. located in Tampa, Florida.

Allen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Allen has worked at 13 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series 52, Series 31, Series 7, Series 14, Series 4 and Series 24 exams.

Aliases

Allen W Keller | Allen William Keller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Keller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 14, 2026 - Present

J. W. COLE ADVISORS, INC.

Office #1: 4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
RIA
CRD#: 112294
TAMPA, FL
Current

July 8, 2026 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
BD
CRD#: 124583
TAMPA, FL
Past

January 24, 2024 - April 27, 2026

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
Conshohocken, PA
Past

January 23, 2024 - April 27, 2026

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
Conshohocken, PA
Past

August 31, 2021 - January 23, 2024

G. A. REPPLE & COMPANY

RIA
CRD#: 17486
TAMPA, FL
Past

July 30, 2021 - January 23, 2024

G. A. REPPLE & COMPANY

BD
CRD#: 17486
CASSELBERRY, FL
Past

September 13, 2019 - December 31, 2019

AMERICAN ADVISORY NETWORK, LLC

RIA
CRD#: 304052
Tampa, FL
Past

September 9, 2019 - December 22, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
Tampa, FL
Past

September 5, 2019 - December 22, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Tampa, FL
Past

April 11, 2018 - April 1, 2019

CALTON & ASSOCIATES, INC.

RIA
CRD#: 20999
TAMPA, FL
Past

April 9, 2018 - April 1, 2019

CALTON & ASSOCIATES, INC.

BD
CRD#: 20999
TAMPA, FL
Past

June 19, 2017 - April 16, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
TAMPA, FL
Past

June 16, 2017 - April 16, 2018

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
Tampa, FL
Past

October 2, 2015 - June 8, 2017

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
ST. PETERSBURG, FL
Past

September 30, 2015 - June 8, 2017

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

September 17, 2014 - September 15, 2015

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
TAMPA, FL
Past

April 25, 2014 - September 15, 2015

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA
Registered Investment Advisory firm - (11/23/2001 Approved)
Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)
Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/8/2026)
IAR
Florida
(7/14/2026)
RR
Kansas
(7/8/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/8/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/12/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 7/9/2018
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 8/30/2017
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/25/2014
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/18/2017
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/19/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA
Registered Investment Advisory firm - (11/23/2001 Approved)
Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)
Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)
Loading...

Contact information

Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM (3/28/2025)
JWCA 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts29,614
AUM (Assets Under Management)$ 7,195,237,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

J. W. COLE ADVISORS, INC.

CRD#: 112294Tampa, FL 33634

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