Sarah J. Polidoroff
Professional summary
Sarah Joy Polidoroff, who also goes by Sarah Joy Gordon, Sarah Gordon, Sarah Polidoroff, is a registered financial professional currently at CAPITAL CLIENT GROUP, INC. located in Los Angeles, California.
Sarah is registered as a RR (Registered Representative) and started their career in finance in 2014. Sarah has worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sarah Joy Polidoroff's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2026 - Present
CAPITAL CLIENT GROUP, INC.
Office #1: 333 South Hope Street 55th Floor, Los Angeles, CA, 90071-1447August 14, 2024 - June 26, 2026
SCHRODER FUND ADVISORS LLC
January 11, 2023 - July 16, 2024
NATIONAL FINANCIAL SERVICES LLC
December 9, 2019 - October 12, 2022
SEALY INVESTMENT SECURITIES, LLC
January 3, 2019 - December 2, 2019
PTX SECURITIES, LLC
October 9, 2017 - January 7, 2019
INTERNATIONAL ASSETS ADVISORY, LLC
October 14, 2016 - July 11, 2017
EMERSON EQUITY LLC
March 7, 2016 - November 9, 2016
NATIONAL PLANNING CORPORATION
March 7, 2016 - November 10, 2016
SII INVESTMENTS, INC.
March 7, 2016 - November 10, 2016
INVESTMENT CENTERS OF AMERICA, INC.
March 7, 2016 - November 10, 2016
INVEST FINANCIAL CORPORATION
April 19, 2014 - March 1, 2016
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
Primary Firm SEC Registration
CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2026)
(7/7/2026)
Exams
FINRA
Current Firm
CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
Contact information
SEC notice filing (24 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | STOCKHOLDER | |
| AGUILAR, ALBERT JR | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR | 5106724 |
| BURTON, RENE MARGARET | TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR | 1956766 |
| MCHALE, TIMOTHY WILLIAM | SECRETARY | 4244021 |
| O'CONNOR, MATTHEW PHILIP | CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR | 2427203 |
| PIKEN, KEITH ALAN | SENIOR VICE PRESIDENT, DIRECTOR | 2576730 |
| TRIESSL, MICHAEL JAMES | DIRECTOR | 3060797 |
Red Flags
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