Tiffany Riordan
Professional summary
Tiffany Riordan, who also goes by Tiffany Anne Bettex, Tiffany Anne Riordan, is a registered financial professional currently at ODDO BHF NEW YORK CORPORATION located in New York, New York and FORTRESS CAPITAL FORMATION LLC located in New York, New York.
Tiffany is registered as a RR (Registered Representative) and started their career in finance in 2016. Tiffany has worked at 17 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tiffany Riordan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2017 - Present
ODDO BHF NEW YORK CORPORATION
Office #1: 150 East 52nd Street 5th Floor, New York, NY 10022October 6, 2017 - Present
FORTRESS CAPITAL FORMATION LLC
Office #1: 1345 Avenue Of The Americas 45th Floor, New York, NY 10105March 11, 2019 - Present
REDE PARTNERS (AMERICAS) LLC
Office #1: 1270 Avenue Of The Americas Suite 408, New York, NY 10020May 1, 2019 - Present
CANAM INVESTOR SERVICES, LLC
Office #1: 48 Wall Street 24th Floor, New York, NY 10005July 15, 2021 - Present
VAN LANSCHOT KEMPEN (USA) INC.
Office #1: 880 Third Avenue, New York, NY 10022July 16, 2024 - Present
FORTRESS WEALTH SOLUTIONS LLC
Office #1: 1345 Avenue Of The Americas 45th Floor, New York, NY 10105Office #2: 1345 Avenue Of The Americas 45th Floor, New York, NY, 10105March 7, 2025 - Present
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
Office #1: 1375 E. 9th Street Suite 2500, Cleveland, OH 44114August 14, 2025 - Present
TCG CAPITAL MARKETS L.L.C.
Office #1: 1 Vanderbilt Avenue Suite 3400, New York, NY 10017June 23, 2022 - December 21, 2023
VESTTOO SECURITIES (USA) LLC
March 8, 2022 - December 20, 2023
BOURNEHILL INVESTMENT SERVICES, INC.
February 26, 2020 - May 25, 2023
ADVENT CAPITAL DISTRIBUTORS, LLC
June 3, 2019 - April 1, 2021
WORDEN CAPITAL MANAGEMENT LLC
June 12, 2018 - October 29, 2020
BHARGAVA CAPITAL
February 15, 2018 - April 28, 2020
TUDOR SECURITIES, LLC
January 23, 2017 - April 26, 2021
HENLEY & COMPANY LLC
January 20, 2017 - November 7, 2023
MFR SECURITIES, INC.
November 23, 2016 - January 23, 2017
INDEPENDENT BROKERAGE SOLUTIONS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TCG CAPITAL MARKETS L.L.C.
CRD#: 291767 / SEC#: , 8-70061
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARLYLE INVESTMENT MANAGEMENT, L.L.C. | MEMBER | |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 |
| LEFKOWITZ, JOSHUA ADAM | OFFICER | 7216783 |
| LOWENTHAL, MITCHELL NEAL | CO-CHIEF COMPLIANCE OFFICER | 6939241 |
| PLOUFFE, JUSTIN | CEO | 6223477 |
| QIAN, LIANGSHUN | CO-CHIEF COMPLIANCE OFFICER | 7247412 |
| RIORDAN, TIFFANY | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6313437 |
Red Flags
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