Mary C. Sheridan

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CRD#: 6312311

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mary Casanave Sheridan, who also goes by Mary T Casanave, Mary Theresa Casanave, Mary Casanave Sheridan, Mary Sheridan, was a registered financial professional .

Mary is a previously registered financial professional and started their career in finance in 2014. Mary had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mary T Casanave | Mary Theresa Casanave | Mary Casanave Sheridan | Mary Sheridan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 29, 2022 - August 1, 2022

BLACK DIAMOND FINANCIAL, LLC

RIA

CRD#: 145108

BEND, OR

Past

October 25, 2017 - February 22, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BEND, OR

Past

September 28, 2017 - February 22, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BEND, OR

Past

March 30, 2017 - August 18, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

PORTLAND, OR

Past

August 3, 2016 - October 5, 2016

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

WILSONVILLE, OR

Past

July 17, 2014 - November 20, 2015

NYLIFE SECURITIES LLC

CRD#: 5167

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACK DIAMOND FINANCIAL, LLC

CRD#: 145108 / SEC#: 801-96172

RIA

Registered Investment Advisory firm - (4/22/2015 Approved)

Maryland

Registered Investment Advisory firm - (4/24/2015 Terminated)

Oregon

Registered Investment Advisory firm - (4/27/2015 Terminated)

Virginia

Registered Investment Advisory firm - (4/24/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/30/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/17/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BLACK DIAMOND FINANCIAL, LLC

CRD#: 145108 / SEC#: 801-96172

RIA

Registered Investment Advisory firm - (4/22/2015 Approved)

Maryland

Registered Investment Advisory firm - (4/24/2015 Terminated)

Oregon

Registered Investment Advisory firm - (4/27/2015 Terminated)

Virginia

Registered Investment Advisory firm - (4/24/2015 Terminated)

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Contact information

Main Address

2330 West Joppa Road Suite 320, Lutherville, MD 21093

Mailing Address

Phone number

(443) 841-7772

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	328
AUM (Assets Under Management)	$ 1,043,675,393

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mary C. Sheridan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CETERA INVESTMENT SERVICES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

BLACK DIAMOND FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/2017

Series 63

Date: 9/9/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/30/2017

Series 6

Date: 7/17/2014

Current Firm

BLACK DIAMOND FINANCIAL, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACK DIAMOND FINANCIAL, LLC

TRUST BUT VERIFY

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