Erik Walker
Professional Summary
Erik Walker, who also goes by Erik Allen Walker, is a registered financial advisor currently at ROBINHOOD FINANCIAL, LLC located in Lake Mary, Florida and ROBINHOOD SECURITIES, LLC located in Lake Mary, Florida. Erik is registered as a RR (Registered Representative) and started their career in finance in 2014. Erik has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Erik Allen Walker
Similar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
FRANKLIN DISTRIBUTORS, LLC
PARK AVENUE SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
FRANKLIN DISTRIBUTORS, LLC
PARK AVENUE SECURITIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
FRANKLIN DISTRIBUTORS, LLC
PARK AVENUE SECURITIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
FRANKLIN DISTRIBUTORS, LLC
PARK AVENUE SECURITIES LLC
Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
FRANKLIN DISTRIBUTORS, LLC
PARK AVENUE SECURITIES LLC
Current Firm
TRADE-PMR INC. | TRADEPMR BY ROBINHOOD
Contact Information
Main Address
13945 Evergreen Avenue, Clearwater, FL 33762Mailing Address
13945 Evergreen Avenue, Clearwater, FL 33762Phone Number
(352) 332-8723Established
Florida since 10/30/1998Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GATOR MERGER SUB II, LLC | SHAREHOLDER | — |
| BALDWIN, ROBB WALLER | CHIEF EXECUTIVE OFFICER | 1409477 |
| DILBONE, ROBERT POTTER JR | CHIEF REVENUE OFFICER | 5893751 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 3103432 |
| LEGACY, ELIZABETH | CHIEF COMPLIANCE OFFICER | 4368139 |
| QUIRK, STEVEN MARK | DIRECTOR | 2728768 |
| VICTORIA, RICHARD SCOTT | PRESIDENT & CHIEF OPERATING OFFICER | 5371275 |
Disclosures
Regulatory Event
3Similar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
FRANKLIN DISTRIBUTORS, LLC
PARK AVENUE SECURITIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
FRANKLIN DISTRIBUTORS, LLC
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
(9/14/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Sep 2026About the Series 79TO examSRO Registrations
Similar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
FRANKLIN DISTRIBUTORS, LLC
PARK AVENUE SECURITIES LLC
CRS (Client Relationship Summary) - BD
Click below to view Erik Walker's CRS (Customer Relationship Summary).
Similar Advisors
MORGAN STANLEY
PFS INVESTMENTS INC.
FRANKLIN DISTRIBUTORS, LLC
PARK AVENUE SECURITIES LLC