Robb Waller Baldwin
Professional Summary
Robb Waller Baldwin is a registered financial advisor currently at TRADEPMR BY ROBINHOOD located in Clearwater, Florida. Robb is registered as a RR (Registered Representative) and started their career in finance in 1985. Robb has worked at 3 firms and has passed the Series 63, Series 57TO, Series 52TO, Series 99TO, SIE, Series 55, Series 7, Series 6, Series 53, Series 4, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
TRADE-PMR INC. | TRADEPMR BY ROBINHOOD
Contact Information
Main Address
13945 Evergreen Avenue, Clearwater, FL 33762Mailing Address
13945 Evergreen Avenue, Clearwater, FL 33762Phone Number
(352) 332-8723Established
Florida since 10/30/1998Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GATOR MERGER SUB II, LLC | SHAREHOLDER | — |
| BALDWIN, ROBB WALLER | CHIEF EXECUTIVE OFFICER | 1409477 |
| DILBONE, ROBERT POTTER JR | CHIEF REVENUE OFFICER | 5893751 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 3103432 |
| LEGACY, ELIZABETH | CHIEF COMPLIANCE OFFICER | 4368139 |
| QUIRK, STEVEN MARK | DIRECTOR | 2728768 |
| VICTORIA, RICHARD SCOTT | PRESIDENT & CHIEF OPERATING OFFICER | 5371275 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(6/22/1999)
(9/15/2000)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Dec 2000Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1985About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Feb 1988About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robb Waller Baldwin's CRS (Customer Relationship Summary).
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