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Sharon D. Sanchez
TRANSAMERICA FINANCIAL ADVISORS
Carson, CA 90746
Some features on this profile are disabled
CRD#: 6311573
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Professional summary
Sharon Denise Sanchez, who also goes by Sharon Denise Ellis, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Carson, California.
Sharon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Sharon has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sharon Denise Ellis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Always Helping Wealth Management; Investment-related; 500 E. Carson Plaza Dr., Suite 107a, Carson, CA 90746; Insurance; Owner; Owner; 09/2017; Approx. 80 hours/month; Approx. 4 hours/month during security trading hours; Provide clients with life insurance, annuities, medicare insurance, etc. 2. Ace Home Realty, Inc.; Not investment-related; 500 E. Carson Plaza Dr., Suite 107a, Carson, CA 90746; Real Estate; Owner; President; 09/1996; Approx.40 hours/month; Approx. 2 hours/month during security trading hours; Assist clients with selling and/or purchasing residential and commercial properties. 3. Sharon Sanchez; Investment-related; 500 E. Carson Plaza Dr., Suite 107a, Carson, CA 90746; Insurance; Licensed insurance agent; Licensed Insurance Agent; 09/2017; Approx. 80 hours/month; Approx. 4 hours/month during security trading hours; Provide clients with life insurance, annuities, medicare insurance, etc. BROKERS ALLIANCE POSITION: Independent Insurance Agent NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2023 ADDRESS: 15169 N. Scottdale Rd., Suite 106, Scottsdale AZ 85254, United States DESCRIPTION: Provide clients with life insurance, annuities, medicare insurance, etc. LEGAL SHIELD PPLSI POSITION: Director NATURE: Sales INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 01/23/2003 ADDRESS: 1 Prepaid Way, Ada OK 74820, United States DESCRIPTION: Provide Legal Shield Plans and Identity Theft services to individuals and businesses. Also recruit individuals who are interested in working the business.
CRS (Client Relationship Summary) - RIA
Click below to view Sharon Denise Sanchez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2025 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 550 E. Carson Plaza Drive Suite 127, Carson, CA 90746RIA
BD
CRD#: 16164
Carson, CA
Past
September 15, 2021 - August 15, 2023
SIMPLICITY WEALTH
RIA
CRD#: 300572
Carson, CA
Past
February 18, 2020 - December 31, 2020
HBW ADVISORY SERVICES LLC
RIA
CRD#: 143665
CARSON, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/13/2025)
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
