Casey Miller

TEMPLUM MARKETS LLC

NEW YORK, NY 10017

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CRD#: 6310497

Professional summary

Casey Miller is a registered financial professional currently at TEMPLUM MARKETS LLC located in New York, New York.

Casey is registered as a RR (Registered Representative) and started their career in finance in 2014. Casey has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Casey Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2023 - Present

TEMPLUM MARKETS LLC

Office #1: 315 Madison Ave 3rd Fl, New York, NY 10017

CRD#: 102840

NEW YORK, NY

Past

May 17, 2021 - January 20, 2023

DRIVEWEALTH, LLC

CRD#: 165429

NEW YORK, NY

Past

September 9, 2020 - May 25, 2021

ICAPITAL SECURITIES, LLC

CRD#: 171061

NEW YORK, NY

Past

November 15, 2018 - August 30, 2020

ALPHAMAX DISTRIBUTORS, L.L.C.

CRD#: 8258

New York, NY

Past

October 25, 2017 - November 1, 2018

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NEW YORK, NY

Past

October 25, 2017 - November 1, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

August 21, 2014 - October 26, 2017

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

June 23, 2014 - October 26, 2017

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/13/2025)

Colorado
(1/13/2025)

Connecticut
(1/13/2025)

Delaware
(1/13/2025)

Florida
(1/13/2025)

Georgia
(1/13/2025)

Illinois
(1/13/2025)

Louisiana
(1/13/2025)

Maryland
(1/13/2025)

Massachusetts
(1/13/2025)

Minnesota
(1/13/2025)

New Jersey
(3/23/2023)

New York
(3/23/2023)

North Carolina
(1/13/2025)

Pennsylvania
(1/13/2025)

South Carolina
(1/13/2025)

Texas
(1/13/2025)

Utah
(1/13/2025)

Wyoming
(1/13/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/20/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/23/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TEMPLUM MARKETS LLC

CRD#: 102840 / SEC#: , 8-52169

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

315 Madison Ave 3rd Fl, New York, NY 10017

Mailing Address

315 Madison Ave 3rd Fl, New York, NY 10017

Phone number

(332) 895-5038

Established

Delaware since 01/25/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TEMPLUM, INC.	SHAREHOLDER
LEE, EDWARD J	CHIEF COMPLIANCE OFFICER	4150803
RAMOS, JOSEPH MARIO	PFO/POO, CEO/PRESIDENT	2065829
VALLONE, ROBERT GERARD	FINOP	6836338

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Casey Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Casey Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

DRIVEWEALTH, LLC

ICAPITAL SECURITIES, LLC

ALPHAMAX DISTRIBUTORS, L.L.C.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 8/20/2014

SIE

Date: 10/1/2018

Series 7

Date: 6/23/2014

FINRA

Current Firm

TEMPLUM MARKETS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TEMPLUM MARKETS LLC

TRUST BUT VERIFY

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