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Thomas Napoleon Geoffroy

STONELIVING SECURITIES
MIAMI BEACH, FL
·CRD# 6309701·12 years experience

Professional Summary

Thomas Napoleon Geoffroy, who also goes by Thomas N Geoffroy, Thomas Napoleon Geoffroy, is a registered financial advisor currently at STONELIVING SECURITIES, LLC located in Miami Beach, Florida. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2014. Thomas has worked at 2 firms and has passed the Series 7TO, SIE, Series 7, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas N Geoffroy, Thomas Napoleon Geoffroy

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

STONELIVING SECURITIES, LLC·CRD# 153565
BD
1680 Michigan Avenue Suite 700, Miami Beach, FL 33139
January 7, 2026 - Present
UNITED CAPITAL MARKETS, INC.·CRD# 40980
BD
Miami, FL
June 4, 2014 - September 9, 2019

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Current Firm

SS
STONELIVING SECURITIES, LLC

STONELIVING SECURITIES, LLC

CRD#: 153565 / SEC#: 8-68551
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1680 Michigan Avenue Suite 700, Miami Beach, FL 33139

Mailing Address

1680 Michigan Avenue Suite 700, Miami Beach, FL 33139

Phone Number

(305) 619-3649

Established

Delaware since 02/22/2010

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CHICAGO ATLANTIC BD HOLDINGS, LLCOWNER—
GEOFFROY, THOMAS NAPOLEONCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, AMLCO6309701
MILES, STEPHEN JOHNEXEC. REP3093225
PROSKIN, DAVID SFINANCIAL OPERATIONS PRINCIPAL5062532

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(6/10/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Jan 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2016About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2026About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 2014About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Thomas Napoleon Geoffroy's CRS (Customer Relationship Summary).

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