Allison M. Lindh
Professional summary
Allison Marie Lindh is a registered financial professional currently at LIBERTY ASSOCIATES, INC. located in New York, New York.
Allison is registered as a RR (Registered Representative) and started their career in finance in 2014. Allison has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 52, Series 7, Series 14, Series 27, Series 53, Series 4 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Allison Marie Lindh's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2015 - Present
LIBERTY ASSOCIATES, INC.
Office #1: 501 Fifth Avenue 15th Floor, New York, NY, 10017October 30, 2019 - September 15, 2021
US WEALTH MANAGEMENT ADVISORS
March 13, 2014 - January 16, 2015
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/20/2018)
(3/21/2018)
(1/19/2015)
(3/19/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
LIBERTY ASSOCIATES, INC.
CRD#: 15071 / SEC#: , 8-31505
Contact information
FINRA licenses (5 States and Territories)
Disclosures
| Regulatory Event | 3 |
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