RW
Rachel R. Wender
TAG CAPITAL PARTNERS
New York, NY 10016
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CRD#: 6309267
RW
Professional summary
Rachel Renee Wender is a registered financial professional currently at TAG CAPITAL PARTNERS located in New York, New York.
Rachel is registered as a RR (Registered Representative) and started their career in finance in 2023. Rachel has worked at 1 firm and has passed the Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Rachel Renee Wender's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2023 - Present
TAG CAPITAL PARTNERS
Office #1: 275 Madison Ave 30th Floor, New York, NY 10016BD
CRD#: 318850
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 79TO
Date: 5/5/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TAG CAPITAL PARTNERS
TAG CAPITAL PARTNERS | TAG CAPITAL PARTNERS LLC
CRD#: 318850 / SEC#: , 8-70927
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
275 Madison Ave 30th Floor, New York, NY 10016
Mailing Address
275 Madison Ave 30th Floor, New York, NY 10016
Phone number
(212) 993-7400
Established
New York since 01/06/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Documents
Red Flags
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