AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
LS

Louis S. Soulios

MIDAS SECURITIES GROUP
WALPOLE, NH 03608
Some features on this profile are disabled
CRD#: 6309025
LS

Professional summary

Louis Scott Soulios is a registered financial professional currently at MIDAS SECURITIES GROUP, INC. located in Walpole, New Hampshire.

Louis is registered as a RR (Registered Representative) and started their career in finance in 2016. Louis has worked at 3 firms and has passed the SIE, Series 99 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Louis Scott Soulios's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 12, 2022 - Present

MIDAS SECURITIES GROUP, INC.

Office #1: 17 Old Drewsville Rd., Walpole, NH 03608
BD
CRD#: 14009
WALPOLE, NH
Past

July 21, 2016 - October 11, 2022

BERENBERG CAPITAL MARKETS LLC

BD
CRD#: 156757
NEW YORK, NY
Past

April 21, 2016 - June 20, 2016

KIMBERLITE ADVISORS, LLC

BD
CRD#: 153501
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 9/24/2018
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 4/21/2016
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MIDAS SECURITIES GROUP, INC.
BULL & BEAR MARKETING SERVICES | MIDAS SECURITIES GROUP, INC. | INVESTOR SERVICE CENTER, INC.

CRD#: 14009 / SEC#: , 8-29751

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
17 Old Drewsville Rd., Walpole, NH 03608
Mailing Address
P.o. Box 4, Walpole, NH 03608
Phone number
(212) 785-0900
Established
Delaware since 12/19/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WINMILL & CO. INCORPORATEDPARENT COMPANY
KAMERMAN, RUSSELL LOUISSECRETARY, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER6432984
KLIMOSKI, DONALD IIASSISTANT SECRETARY, ASSISTANT GENERAL COUNSEL, AND ASSISTANT CHIEF COMPLIANCE OFFICER6854924
OMALLEY, THOMASDIRECTOR, CFO, CAO, TREASURER, CONTROLLER1144851
WINMILL, MARK CAMPBELLPRINCIPAL1181703
WINMILL, THOMAS BASSETTDIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHIEF LEGAL OFFICER1849082

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MIDAS SECURITIES GROUP, INC.

CRD#: 14009Walpole, NH 03608

TRUST BUT VERIFY

Monitor Louis Soulios

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Kevin Joseph Ruth
Kevin RuthAdvisorCheck Check Mark
RAYMOND JAMES & ASSOCIATES, INC.
PR
ST. PETERSBURG, FL
Gregory Scott Bowen
Gregory BowenAdvisorCheck Check Mark
MARINER WEALTH
IAR
RR
Portland, OR
FC
Flavia CardozoAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
Naperville, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.