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CRD#: 14009
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MIDAS SECURITIES GROUP, INC. is located at 2255 Buffalo Road, Rochester, NY 14624 and was first established at Woodbridge, Delaware in 12/19/1985. After operating for 40 years, MIDAS SECURITIES GROUP, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MIDAS SECURITIES GROUP, INC.’s clients are individuals and 0% of their clients are high net worth individuals. MIDAS SECURITIES GROUP, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MIDAS SECURITIES GROUP, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MIDAS SECURITIES GROUP, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MIDAS SECURITIES GROUP, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MIDAS SECURITIES GROUP, INC. Comes From

Understanding the Statistics for MIDAS SECURITIES GROUP, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
2255 Buffalo Road, Rochester, NY 14624
Mailing Address
2255 Buffalo Road, Rochester, NY 14624
Firm Size
Small
Phone Number
(212) 785-0900
Established
Delaware since 12/19/1985
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
WINMILL & CO. INCORPORATEDPARENT COMPANY
KAMERMAN, RUSSELL LOUISSECRETARY, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER6432984
KLIMOSKI, DONALD IIASSISTANT SECRETARY, ASSISTANT GENERAL COUNSEL, AND ASSISTANT CHIEF COMPLIANCE OFFICER6854924
OMALLEY, THOMASDIRECTOR, CFO, CAO, TREASURER, CONTROLLER1144851
WINMILL, MARK CAMPBELLPRINCIPAL1181703
WINMILL, THOMAS BASSETTDIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHIEF LEGAL OFFICER1849082

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Advisor's working at MIDAS SECURITIES GROUP, INC.

TW

Thomas Bassett Winmill

RR
CRD#: 1849082
Location:
Rochester, NY 14624
Company:
MIDAS SECURITIES GROUP, INC.
Disclosures:
Experience:
37 years
View Profile
MW

Mark Campbell Winmill

Winmill
RR
CRD#: 1181703
Location:
Rochester, NY 14624
Company:
MIDAS SECURITIES GROUP, INC.
Disclosures:
Experience:
43 years
View Profile
TO

Thomas Francis Omalley

Thomas Nmn Omalley, Thomas Omalley
RR
CRD#: 1144851
Location:
Rochester, NY 14624
Company:
MIDAS SECURITIES GROUP, INC.
Disclosures:
Experience:
33 years
View Profile
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