Eric Johnson
Professional summary
Eric Johnson, who also goes by Eric Edward Johnson, Eric Johnson, is a registered financial advisor currently at OSAIC WEALTH, INC. located in San Diego, California.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Eric has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2026 - Present
OSAIC WEALTH, INC.
Office #1: 17190 Bernardo Center Drive Suite 200, San Diego, CA 92128Office #2: 17190 Bernardo Center Drive Suite 200, San Diego, CA 92128November 29, 2017 - October 28, 2021
LPL FINANCIAL LLC
February 2, 2016 - June 26, 2026
TRILOGY CAPITAL, INC.
March 27, 2014 - November 29, 2017
NATIONAL PLANNING CORPORATION
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/29/2026)
Exams
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.