EJ
Eric E. Johnson
TRILOGY CAPITAL
SAN DIEGO, CA 92130-3044
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CRD#: 6308744
EJ
Professional summary
Eric Edward Johnson, who also goes by Eric Johnson, is a registered financial advisor currently at TRILOGY CAPITAL, INC. located in San Diego, California.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Eric has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/01/2017 - Trilogy Financial Services Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 2014 - 40 Hours Per Month/40 Hours During Securities Trading - Time Spent 25% - Life, Health, Disability, LTC. 2. 12/01/2017 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2014. 3. 02/15/2018 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 12/1/2015 - 30 Hours Per Month/25 During Securities Trading - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 12/2017. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/2019- John & LeeAnn Johnson Family Trust, Trustee. No compensation received. 0 hrs/ month
CRS (Client Relationship Summary) - RIA
Click below to view Eric Edward Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 2, 2016 - Present
TRILOGY CAPITAL, INC.
Office #1: 12520 High Bluff Drive Suite 140, San Diego, CA 92130-3044RIA
CRD#: 281597
SAN DIEGO, CA
Past
November 29, 2017 - October 28, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN DIEGO, CA
Past
March 27, 2014 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
WEST COVINA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRILOGY CAPITAL, INC.
E.F. HEAGEN & ASSOCIATES | TRILOGY INVESTMENT SERVICES, LLC | TRILOGY FINANCIAL SERVICES | TRILOGY CAPITAL, INC.
CRD#: 281597 / SEC#: 801-106922
RIA
Registered Investment Advisory firm - (11/16/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/2/2016)
IAR
Texas(11/19/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TC
TRILOGY CAPITAL, INC.
E.F. HEAGEN & ASSOCIATES | TRILOGY INVESTMENT SERVICES, LLC | TRILOGY FINANCIAL SERVICES | TRILOGY CAPITAL, INC.
CRD#: 281597 / SEC#: 801-106922
RIA
Registered Investment Advisory firm - (11/16/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2601 Main Street Suite 100, Irvine, CA 92614
Mailing Address
Phone number
(714) 843-9977
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,537 |
| AUM (Assets Under Management) | $ 2,633,357,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
