Michael Zhou
Professional Summary
Michael Zhou is a registered financial advisor currently at ARC GROUP SECURITIES LLC located in Tempe, Arizona. Michael is registered as a RR (Registered Representative) and started their career in finance in 2019. Michael has worked at 4 firms and has passed the Series 63, Series 65, Series 57TO, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
7 years in the financial services industry
Current & Past Employments
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Current Firm
ARC GROUP SECURITIES LLC | OBJECTIVE EQUITY, LLC
Contact Information
Main Address
398 S Mill Avenue Suite 306, Tempe, AZ 85281Mailing Address
398 S Mill Avenue Suite 306, Tempe, AZ 85281Phone Number
(928) 625-0928Established
New York since 04/06/2004Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/28/2026)
(9/28/2026)
(9/28/2026)
(9/28/2026)
(9/28/2026)
(9/28/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Zhou's CRS (Customer Relationship Summary).
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