TT
Timothy L. Talbot
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Depew, NY 14043
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CRD#: 6307806
TT
Professional summary
Timothy Lee Talbot, who also goes by Timothy Talbot, Tim Talbot, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Depew, New York and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Depew, New York.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Timothy has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy Talbot | Tim Talbot
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. REAL ESTATE, 6430 Transit Rd. Suite 100, Depew NY 14086, United States, 07/01/2025, Owner, Renting extra office to a Medicare representative, NIR, 1 HR/MO - 1 HR/MO TRADING 2. ATTAIN WEALTH PLANNING, 6430 Transit Rd. Suite 100, Depew NY 14086, United States, 07/30/2024, Owner, DBA Name, INV REL, 180 HR/MO - 160 HR/MO TRADING 3. ATTAIN WEALTH PLANNING, 6430 Transit Rd. Suite 100, Depew NY 14086, United States, 01/01/2017, Broker, Insurance/Benefits/Human Resources, INV REL, 5 HR/MO - 5 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Lee Talbot's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 2, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 6430 Transit Rd. Ste. 100, Depew, NY 14043Office #2: 2382 Ny-19, Warsaw, NY 14569RIA
CRD#: 134139
Depew, NY
Current
September 2, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 6430 Transit Rd. Ste. 100, Depew, NY 14043Office #2: 2382 Ny-19, Warsaw, NY 14569BD
CRD#: 39543
Depew, NY
Past
June 14, 2024 - September 4, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
DEPEW, NY
Past
June 14, 2024 - September 4, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
DEPEW, NY
Past
August 19, 2022 - June 14, 2024
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
DEPEW, NY
Past
August 19, 2022 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
DEPEW, NY
Past
June 11, 2021 - August 19, 2022
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
Depew, NY
Past
January 9, 2017 - August 19, 2022
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
Depew, NY
Past
March 17, 2014 - January 12, 2017
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Clarence, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(9/2/2025)
RR
Florida(9/2/2025)
RR
Idaho(9/2/2025)
RR
Nevada(9/2/2025)
RR
New York(9/2/2025)
IAR
New York(9/2/2025)
RR
North Carolina(9/8/2025)
RR
Pennsylvania(9/2/2025)
RR
South Carolina(9/2/2025)
RR
Virginia(9/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Depew, NY 14043TRUST BUT VERIFY
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