Lori A. Day

INTEGRITY FINANCIAL ADVISORS

Simi Valley, CA

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CRD#: 6306856

Professional summary

Lori Ann Day, who also goes by Lori Ann Forde, Lori Ann Forde-renteria, Lori Ann Renteria, is a registered financial advisor currently at INTEGRITY FINANCIAL ADVISORS, LLC located in Simi Valley, California.

Lori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Lori has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lori Ann Forde | Lori Ann Forde-Renteria | Lori Ann Renteria

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DAY STREET FINANCIAL & INSURANCE, NON-INVESTMENT RELATED, 789 WISHARD AVE, SIMI VALLEY, CA 93068, INSURANCE, OWNER, 10/2012, 90 HOURS, 4-6, SELL INSURANCE ANNUITIES MEDICARE ADVANTAGE PLANS. BLUE OCEAN CAPITAL MANAGEMENT, LLC 789 WISHARD AVE. SIMI VALLEY, CA 93065 INVESTMENT ADVISER MANAGING MEMBER INVESTMENT RELATED SINCE 09/20

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Ann Day's CRS (Customer Relationship Summary).

March 3, 2014 - February 3, 2015

FIDATO WEALTH LLC

RIA

CRD#: 158173

STRONGSVILLE, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRITY FINANCIAL ADVISORS, LLC

ADVANCED FINANCIAL PARTNERS | TWO TUGBOATS LLC | ROBERTS FINANCIAL PARTNERS GROUP | INTEGRITY FINANCIAL ADVISORS, LLC

CRD#: 313369 / SEC#: 801-121305

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/2013

Uniform Investment Adviser Law Examination

Current Firm

INTEGRITY FINANCIAL ADVISORS, LLC

ADVANCED FINANCIAL PARTNERS | TWO TUGBOATS LLC | ROBERTS FINANCIAL PARTNERS GROUP | INTEGRITY FINANCIAL ADVISORS, LLC

CRD#: 313369 / SEC#: 801-121305

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

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Contact information

Main Address

400 Tradecenter Suite 3990, Woburn, MA 01801

Mailing Address

Phone number

(978) 338-4830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IFA ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	485
AUM (Assets Under Management)	$ 124,354,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lori A. Day

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Ann Day's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY FINANCIAL ADVISORS, LLC

BLUE OCEAN CAPITAL MANAGEMENT, LLC

VIRTUE CAPITAL MANAGEMENT, LLC

VIRTUE CAPITAL MANAGEMENT, LLC

HORTER INVESTMENT MANAGEMENT, LLC

FIDATO WEALTH LLC

Primary Firm SEC Registration

INTEGRITY FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/2013

Current Firm

INTEGRITY FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRITY FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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