AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SM

Stuart M. Moss

KEYSTONE CAPITAL MARKETS
Irvine, CA 92612
Some features on this profile are disabled
CRD#: 6305981
SM

Professional summary

Stuart Matthew Moss is a registered financial professional currently at KEYSTONE CAPITAL MARKETS located in Irvine, California.

Stuart is registered as a RR (Registered Representative) and started their career in finance in 2014. Stuart has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stuart Matthew Moss's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 3, 2017 - Present

KEYSTONE CAPITAL MARKETS

Office #1: 20 Pacifica Suite 450, Irvine, CA 92612
BD
CRD#: 288767
Irvine, CA
Past

February 1, 2016 - September 5, 2017

COINBASE CAPITAL MARKETS CORP

BD
CRD#: 10722
Irvine, CA
Past

April 22, 2014 - February 11, 2016

FMV CAPITAL MARKETS, LLC

BD
CRD#: 149974
IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(12/6/2023)
RR
California
(9/12/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 7/8/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 4/14/2014
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KC
KEYSTONE CAPITAL MARKETS
KCM SECURITIES, LLC | KEYSTONE CAPITAL MARKETS

CRD#: 288767 / SEC#: , 8-69959

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
20 Pacifica Suite 450, Irvine, CA 92618
Mailing Address
20 Pacifica Suite 450, Irvine, CA 92618
Phone number
(949) 397-2700
Established
California since 04/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BLACK DOG ADVISORS LLCOWNER
CAPE ADVISORY GROUP LLCOWNER
CHIMNEY ROCK ADVISORS LLCOWNER
CRIMSON CAPITAL LLCOWNER
DJL CAPITAL, LLCOWNER
KRAUTHAMER FAMILY TRUSTOWNER
KRAUTHAMER, RANDY GREGGTRUSTEE OF KRAUTHAMER FAMILY TRUST
SELBY CAPITAL ADVISORS LLCOWNER
STAFFORD PARTNERS, LLCOWNER
TRIANGLE CAPITAL LLCOWNER
KRAUTHAMER, RANDY GREGGMANAGING PARTNER2203908
LUVISA, DAVID JAMESCCO, MANAGING DIRECTOR1643896
SIPOSS, ALLAN ANTHONYMANAGING PARTNER4298385
SMITH, EDWARD MERRILLFINOP3143679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KEYSTONE CAPITAL MARKETS

CRD#: 288767Irvine, CA 92612

TRUST BUT VERIFY

Monitor Stuart Moss

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Barton S Pearce
Barton PearceAdvisorCheck Check Mark
PARK AVENUE SECURITIES LLC
IAR
RR
IRVINE, CA
Ryan Anthony Gallo
Ryan GalloAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
FULLERTON, CA
Michael Gregory Jensen
Michael JensenAdvisorCheck Check Mark
FALCON WEALTH PLANNING, INC.
IAR
Irvine, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics