Richard C. Schulte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard C Schulte, who also goes by Rick Schulte, Richard C Schulte III, Richard Charles Schulte III, Richard Charles Schulte, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2016. Richard had worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2024 - June 19, 2025
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
July 25, 2018 - August 8, 2018
RAYMOND JAMES & ASSOCIATES, INC.
August 24, 2016 - November 17, 2016
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
CRD#: 168363 / SEC#: 801-122580
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
CRD#: 168363 / SEC#: 801-122580
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,165 |
| AUM (Assets Under Management) | $ 229,760,228 |
Red Flags
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