DW
Dale W. Walker
THEPARTNERS WEALTH MANAGEMENT
SAN DIEGO, CA
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CRD#: 6304125
DW
Professional summary
Dale William Walker is a registered financial advisor currently at THEPARTNERS WEALTH MANAGEMENT located in San Diego, California and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Dale is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Dale has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DALE WALKER INSURANCE AGENCY, INC., INVESTMENT RELATED: YES, 6227 LAKE BADIN AVE, SAN DIEGO, CA, 92119, AGENT, 100% OWNER AND START DATE OF 01/2015. 10 HOURS A MONTH. ROOM TO ROOM LLC, PO BOX 608 SAN MARCOS CA 92078. STARTED 01/2004, STUDENT HOUSING, NOT INVESTMENT RELATED, NATURE OF BUSINESS: STUDENT HOUSING/RENTAL PROPERTIES, 1 HOUR PER MONTH, 20% INTEREST GENERAL PARTNER. ARGO DUO LLC, PO BOX 608 SAN MARCOS, 92078, GENERAL MANAGER, NATURE OF BUSINESS: PROPERTY MANAGER - STUDENT RESIDENCE HALL, ONE HOUR PER MONTH. SAN DIEGO COUNTY JUNIOR GOLF, JUNIOR GOLF ASSOCIATION, 01/2015, 2851 CAMINO DEL RIO SOUTH SAN DIEGO CA, DIRECTOR, BOARD MEMBER DALE WALKER POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2018 ADDRESS: Escondido CA 92029, United States DESCRIPTION: Licensed Ins. Agent appointed with various Ins. Companies Sell Insurance
CRS (Client Relationship Summary) - RIA
Click below to view Dale William Walker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2023 - Present
THEPARTNERS WEALTH MANAGEMENT
RIA
CRD#: 314816
SAN DIEGO, CA
Current
August 14, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 6227 Lake Badin Ave, San Diego, CA 92119BD
CRD#: 35747
ALBANY, NY
Past
December 20, 2019 - March 31, 2023
FINANCIAL SENSE ADVISORS, INC.
RIA
CRD#: 111090
Escondido, CA
Past
October 1, 2019 - March 31, 2023
FINANCIAL SENSE SECURITIES, INC.
BD
CRD#: 39301
SAN DIEGO, CA
Past
December 11, 2014 - September 30, 2019
FARMERS FINANCIAL SOLUTIONS, LLC
BD
CRD#: 103863
San Diego, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THEPARTNERS WEALTH MANAGEMENT
ADAPTIVE WEALTH MANAGEMENT | WORTH FINANCIAL SOLUTIONS | WILKINS WEALTH MANAGEMENT | TW SMITH PLANNING AND INVESTMENTS | TRIVELLONI ASSET MANAGEMENT | THEPARTNERS WEALTH MANAGEMENT | THEPARTNERS RETIREMENT AND BUSINESS SOLUTIONS | SUMMA CAPITAL MANAGEMENT | PREISS FINANCIAL LLC | PARTNERS WEALTH MANAGEMENT, LLC | OCEAN POINTE FINANCIAL SERVICES GROUP, LLC | KLYMAN FINANCIAL | COACTIVE WEALTH STRATEGISTS | CENTRAL COAST FINANCIAL MANAGEMENT, INC. | BIANCO WEALTH MANAGEMENT | ASH CREEK FINANCIAL ADVISORS
CRD#: 314816 / SEC#: 801-122637
RIA
Registered Investment Advisory firm - (11/8/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(4/3/2023)
RR
California(8/14/2023)
RR
Colorado(8/14/2023)
IAR
Connecticut(7/7/2025)
IAR
Nevada(2/18/2025)
IAR
New York(2/18/2025)
IAR
Ohio(4/29/2025)
IAR
Pennsylvania(2/19/2025)
IAR
Texas(4/12/2023)
RR
Texas(8/14/2023)
IAR
Virginia(3/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TW
THEPARTNERS WEALTH MANAGEMENT
ADAPTIVE WEALTH MANAGEMENT | WORTH FINANCIAL SOLUTIONS | WILKINS WEALTH MANAGEMENT | TW SMITH PLANNING AND INVESTMENTS | TRIVELLONI ASSET MANAGEMENT | THEPARTNERS WEALTH MANAGEMENT | THEPARTNERS RETIREMENT AND BUSINESS SOLUTIONS | SUMMA CAPITAL MANAGEMENT | PREISS FINANCIAL LLC | PARTNERS WEALTH MANAGEMENT, LLC | OCEAN POINTE FINANCIAL SERVICES GROUP, LLC | KLYMAN FINANCIAL | COACTIVE WEALTH STRATEGISTS | CENTRAL COAST FINANCIAL MANAGEMENT, INC. | BIANCO WEALTH MANAGEMENT | ASH CREEK FINANCIAL ADVISORS
CRD#: 314816 / SEC#: 801-122637
RIA
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Contact information
Main Address
Nw Corner Ocean Avenue And Mission Street Second Level, Carmel By The Sea, CA 93921
Mailing Address
26 Miramonte Rd, Carmel Valley, CA 93924
Phone number
(800) 324-3010
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,304 |
| AUM (Assets Under Management) | $ 454,537,144 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
