SH
Scotty Hendricks
EAGLE STRATEGIES LLC
Memphis, TN 38138
Some features on this profile are disabled
CRD#: 6303513
SH
Professional summary
Scotty Hendricks Jr, who also goes by Scotty Hendricks Jr, Scotty Hendricks Jr., Scotty Hendricks, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Memphis, Tennessee and NYLIFE SECURITIES LLC located in Germantown, Tennessee.
Scotty is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Scotty has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scotty Hendricks Jr | Scotty Hendricks Jr. | Scotty Hendricks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Youth Sports Coach; assisting my children's sports teams as a coach; 9634 Gotten Way. Memphis, TN 38139; Start Date 08/2021; Role/Title: Volunteer; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours; coach] [Naifa Memphis/West Tennessee; advocate for a positive legislative and regulatory environment, enhance business and professional skills, and promote the ethical conduct of our members.; 2901 Telestar Court | Falls Church, VA 22042; Start Date 01/2022; Role/Title: Board Member; Investment Related; 4 hours per month; 1 hours per month during securities trading hours; helping maintain the chapters focus on the organizations strategic focus] [United Way of the Mid-South; IMPROVE THE QUALITY OF LIFE FOR MID-SOUTHERNERS BY MOBILIZING AND ALIGNING COMMUNITY RESOURCES TO ADDRESS PRIORITY ISSUES.; 1005 Tillman St. Memphis, TN 38112; Start Date 06/2022; Role/Title: Board Member; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours; responsible for making sure the mission of the UW of the Mid-South is adhered to and that the strategic vision of the organization is clear and followed.] [Junior Achievement of Memphis and the Mid South; provide volunteer-delivered mentorship in financial literacy, entrepreneurship, and work-readiness to over 112 million students since we were founded in 1919.; 516 Tillman Street Memphis, TN 38112; Start Date 10/2022; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; ensure that the Memphis office stays on course to fulfill the strategic mission of the Junior Achievement organization] [What Our Parents Forgot to Teach Us About Money; author; 9634 gotten way. Germantown, TN. 38139; Start Date 01/2023; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Germantown Board of Education Commissioner; commissioner; 3350 S Forest Hill Irene Road. Germantown, TN. 38138; Start Date 02/2025; Role/Title: Board Member; Not Investment Related; 12 hours per month; 3 hours per month during securities trading hours; commissioner/board member who works in tandem with my fellow board members to govern the district] [New Memphis Board of Governors; convene twice each year for an infusion of fresh insight into New Memphis' work. We count on our Governors for thought leadership and advocacy, not direct fiscal oversight of organization.; 516 Tennessee St, Memphis, TN 38103; Start Date: 02/2024; Role/Title: Volunteer; Not investment related; 1 hour per month; 0 hours per month during securities trading hours; Examine the mission of New Memphis, familiarize yourself with New Memphis' Programs, and share our commitment to forge a prosperous and vital New Memphis by attracting, developing, activating and retaining talent.] [Industrial Development Board - economic development tool for the recruitment of new businesses and employment opportunities to our community, negotiates and accepts from corporation lessees payments in lieu of taxes.; 1930 South Germantown Road Germantown, TN 38138; Start Date: 01/2024; Role/Title: Board Member; Not investment related; 1 hour per month; 0 hours per month during securities trading hours; I will be a responsible for the attending 1-2 board meetings per year as needed] [Executive Speaker Series; I speak at various engagements designed to empower the community. I am a public speaker in the community; 9634 Gotten Way. Germantown, TN. 38139; Start Date 06/2025; Role/Title: Owner; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Scotty Hendricks Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2022 - Present
EAGLE STRATEGIES LLC
Office #1: 6815 Poplar Ave Ste 100, Memphis, TN 38138RIA
CRD#: 110826
Memphis, TN
Current
April 24, 2017 - Present
NYLIFE SECURITIES LLC
Office #1: 6815 Poplar Avenue Suite 200, Germantown, TN 38138BD
CRD#: 5167
Germantown, TN
Past
March 9, 2016 - October 24, 2016
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
Woodstock, GA
Past
September 3, 2015 - January 19, 2016
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
ATLANTA, GA
Past
May 8, 2014 - May 21, 2015
MUTUAL OF AMERICA SECURITIES LLC
BD
CRD#: 27878
ATLANTA, GA
Past
May 8, 2014 - May 21, 2015
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
BD
CRD#: 15356
ATLANTA, GA
Past
March 18, 2014 - May 5, 2014
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
SANDY SPRINGS, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(3/6/2023)
RR
Georgia(4/26/2017)
RR
Mississippi(5/28/2021)
RR
Tennessee(5/3/2021)
IAR
Tennessee(1/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/1/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Memphis, TN 38138TRUST BUT VERIFY
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