AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
EM

Ernesto G. Mendoza

BLACKRIDGE ASSET MANAGEMENT
El Paso, TX 79912
Some features on this profile are disabled
CRD#: 6302661
EM

Professional summary

Ernesto Guadalupe Mendoza, who also goes by Ernesto Guadalupe Mendoza, Ernesto Mendoza, is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in El Paso, Texas and PEAK BROKERAGE SERVICES, LLC located in El Paso, Texas.

Ernesto is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Ernesto has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ernesto Guadalupe Mendoza | Ernesto Mendoza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) American Insurance Services, Inc; Health Insurance Sales; Independent Contractor; Start Date: 3.1.18; Approx Hours Spent On Activity Per Month: 10; Approx Hours Spent On Activity Per Month During Trading Hours: 6 2) Blackridge Asset Management; IAR 3) Business Activity: Online watch sales new and used; Business Entity: self; Address: TX; Title: Retailer; Start Date: 02/2024; Approx. # of hours per month spent on activity: 15; Approx. # of hours spent during trading hours: 0.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ernesto Guadalupe Mendoza's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 4, 2018 - Present

BLACKRIDGE ASSET MANAGEMENT, LLC

Office #1: 6006 North Mesa Suite 901, El Paso, TX 79912
RIA
CRD#: 277085
El Paso, TX
Current

October 1, 2018 - Present

PEAK BROKERAGE SERVICES, LLC

Office #1: 6006 N Mesa Suite 901, El Paso, TX 79912
BD
CRD#: 157045
El Paso, TX
Past

March 10, 2017 - October 4, 2018

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
EL PASO, TX
Past

March 10, 2017 - October 4, 2018

SECURITIES AMERICA, INC.

BD
CRD#: 10205
EL PASO, TX
Past

May 5, 2014 - March 14, 2017

EDWARD JONES

RIA
CRD#: 250
EL PASO, TX
Past

March 31, 2014 - March 14, 2017

EDWARD JONES

BD
CRD#: 250
EL PASO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BLACKRIDGE ASSET MANAGEMENT, LLC
BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA
Registered Investment Advisory firm - (7/8/2016 Approved)
Florida
Registered Investment Advisory firm - (7/13/2016 Terminated)
New York
Registered Investment Advisory firm - (7/13/2016 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Nevada
(10/1/2018)
RR
New Mexico
(10/1/2018)
RR
Texas
(10/1/2018)
IAR
Texas
(10/4/2018)
RR
Washington
(8/20/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/25/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/31/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BA
BLACKRIDGE ASSET MANAGEMENT, LLC
BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA
Registered Investment Advisory firm - (7/8/2016 Approved)
Florida
Registered Investment Advisory firm - (7/13/2016 Terminated)
New York
Registered Investment Advisory firm - (7/13/2016 Terminated)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477
Mailing Address
Phone number
(561) 641-5050
Established
Firm type
Fiscal year end
# of Employees
59

SEC notice filing (37 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts826
AUM (Assets Under Management)$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085El Paso, TX 79912

TRUST BUT VERIFY

Monitor Ernesto Mendoza

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

RB
Robert BlasucciAdvisorCheck Check Mark
ECHOTRADE LLC
PR
Shelly May Wohler
Shelly WohlerAdvisorCheck Check Mark
INDEPENDENT FINANCIAL PARTNERS
IAR
RR
Brookfield, WI
Tyler Mikel Atkinson
Tyler AtkinsonAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
BELLEVUE, WA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.