KC
Kurt C. Castaneda
UNITED ADVISOR GROUP
Gilbert, AZ 85295
Some features on this profile are disabled
CRD#: 6301472
KC
Professional summary
Kurt Clonts Castaneda, who also goes by Kurt C. Castaneda, Kurt Castaneda, is a registered financial advisor currently at UNITED ADVISOR GROUP located in Gilbert, Arizona.
Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Kurt has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kurt C. Castaneda | Kurt Castaneda
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CITY OF MESA FIRE/MEDICAL DEPARTMENT - FIRE CAPTAIN - 715 W RED FERN RD SAN TAN VALLEY, AZ - NOT INVESTMENT RELATED - FIRE, EMS, HAZMAT & ALL HARZARD RESPONSE; MESA FIRE/MEDICAL DEPT. - BOARD MEMBER - NOT INVESTMENT RELATED - SAME ADDRESS - REVIEW LOCAL MEMBERS OF MFMD PAPERWORK BEFORE THEY RETURN WITH AZ DSPRS - PARTICIPATE IN 1 MONTHLY PENSON BOARD MEETING; 204 CATTLE COMPANY, LLC - NOT INVESTMENT RELATED - SAME ADDRESS - AGRICULTURE/FARMING - OWNER - 2/10/2022 - 20 HR/MONTH - 0 HR/MONTH - RAISE, BRAND, AND TAG CATTLE THEN SHIP FOR PROCESSING; DREAM ROPER CORP - INVESTMENT RELATED - OWNER - 12/2002 - 4 HR/MONTH - 0 HR/MONTH - SELL FIXED LIFE & ANNUITY PRODUCTS;
CRS (Client Relationship Summary) - RIA
Click below to view Kurt Clonts Castaneda's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2024 - Present
UNITED ADVISOR GROUP
Office #1: 1528 E. Williams Field Rd. Ste 104, Gilbert, AZ 85295RIA
CRD#: 324205
Gilbert, AZ
Past
September 9, 2019 - October 22, 2024
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
Gilbert, AZ
Past
March 11, 2014 - October 1, 2019
GLOBAL VIEW CAPITAL MANAGEMENT LLC
RIA
CRD#: 158292
SAFFORD, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(9/10/2024)
Current Firm
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
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Contact information
Main Address
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242
Mailing Address
Phone number
(888) 242-4912
Established
Firm type
Fiscal year end
# of Employees
61
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,875 |
| AUM (Assets Under Management) | $ 1,091,628,945 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
