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JR

Jodi M. Rudd

Some features on this profile are disabled
CRD#: 6300357
JR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jodi M Rudd, CFP®, who also goes by Jodi M Rudd, Jodi Marie Rudd, Jodi Rudd, Jodi Marie Smith, Jodi M Smith, was a registered financial professional .

Jodi is a previously registered financial professional and started their career in finance in 2014. Jodi had worked at 12 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jodi M Rudd | Jodi Marie Rudd | Jodi Rudd | Jodi Marie Smith | Jodi M Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Agility Wealth Management Address: 147 S McKinley St, Casper, WY, 82601-2744, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/23/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor using dba Agility Wealth Management (2)Name of Business: BCW Financial Consultants, LLC Address: 147 S McKinley St, Casper, WY, 82601-2744, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/23/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Past

June 27, 2025 - September 5, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Casper, WY
Past

June 27, 2025 - September 5, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
Casper, WY
Past

July 20, 2023 - April 17, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

June 13, 2023 - April 17, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
CASPER, WY
Past

August 5, 2022 - January 6, 2023

ORIGIN INVESTMENT ADVISORY LLC

RIA
CRD#: 305353
CASPER, WY
Past

February 14, 2022 - June 28, 2022

ELLEVEST

RIA
CRD#: 175476
CASPER, WY
Past

November 22, 2019 - May 5, 2021

LPL FINANCIAL LLC

RIA
CRD#: 6413
CASPER, WY
Past

November 22, 2019 - May 5, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
CASPER, WY
Past

September 30, 2019 - November 5, 2019

VICUS CAPITAL, INC.

RIA
CRD#: 116021
Casper, WY
Past

June 4, 2019 - June 4, 2019

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
CASPER, WY
Past

June 4, 2019 - November 8, 2019

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

December 7, 2018 - June 11, 2019

GROSS DOMESTIC PRODUCT, INC

RIA
CRD#: 147588
Casper, WY
Past

July 30, 2018 - December 7, 2018

KEELER & CO., LLC

RIA
CRD#: 125185
Casper, WY
Past

September 15, 2017 - July 10, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
CASPER, WY
Past

September 15, 2017 - July 10, 2018

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CASPER, WY
Past

August 5, 2014 - September 18, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CASPER, WY
Past

August 5, 2014 - September 18, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CASPER, WY
Past

April 28, 2014 - June 26, 2014

EDWARD JONES

RIA
CRD#: 250
ST. LOUIS, MO
Past

April 1, 2014 - June 26, 2014

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA
Registered Investment Advisory firm - (12/23/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/2/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 4/25/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/20/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/10/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/1/2014
General Securities Representative Examination

Current Firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA
Registered Investment Advisory firm - (12/23/2008 Approved)
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Contact information

Main Address
880 Carillon Parkway, Saint Petersburg, FL 33716
Mailing Address
Phone number
(727) 567-3020
Established
Firm type
Fiscal year end
# of Employees
6,727

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. WRAP BROCHURE (6/30/2025)
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. FIRM BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts1,030,208
AUM (Assets Under Management)$ 344,868,106,925

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/12/2025
Cover Page
Report
08/21/2024
Cover Page
Report
09/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

CRD#: 149018

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