Nixon M. John
Professional summary
Nixon Michael John, who also goes by Nixon M John, Nixon John, is a registered financial professional currently at CLEAR STREET LLC located in New York, New York.
Nixon is registered as a RR (Registered Representative) and started their career in finance in 2014. Nixon has worked at 5 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nixon Michael John's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2025 - Present
CLEAR STREET LLC
Office #1: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007September 26, 2024 - April 16, 2025
CITIGROUP GLOBAL MARKETS INC.
July 5, 2022 - July 21, 2024
MUFG SECURITIES AMERICAS INC.
January 8, 2016 - April 16, 2020
HSBC SECURITIES (USA) INC.
March 24, 2014 - March 18, 2015
BNY MELLON CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
CLEAR STREET LLC
CRD#: 288933 / SEC#: , 8-69972
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEAR STREET HOLDINGS LLC | SOLE CLASS A MEMBER | |
| AUSUBEL, ELLI MARK | DIRECTOR | 5715145 |
| COHEN, URIEL EPHRAIM | DIRECTOR | 4089765 |
| HAMMERICH, DALF PAUL | HEAD OF SUPPORT | 4710381 |
| MOCCIA, CHRISTY NOEL | CHIEF COMPLIANCE OFFICER | 4855629 |
| OLIVEIRA, BRIAN | CFO/FINOP/PRINCIPAL FINANCIAL OFFICER | 5371120 |
| SICKLICK, KENNETH | DIRECTOR | 7418830 |
| VOLZ, ANDREW | DIRECTOR, CHIEF EXECUTIVE OFFICER | 4808674 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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