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KA

Kristen E. Abell

THE ENTERPRISE SECURITIES COMPANY
Farmington Hills, MI 48334
Some features on this profile are disabled
CRD#: 6299225
KA

Professional summary

Kristen E Abell, AIF®, who also goes by Kristen Elizabeth Abell, Kristen Abell Mcgraw, is a registered financial professional currently at THE ENTERPRISE SECURITIES COMPANY located in Farmington Hills, Michigan.

Kristen is registered as a RR (Registered Representative) and started their career in finance in 2014. Kristen has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kristen Elizabeth Abell | Kristen Abell Mcgraw

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kristen E Abell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

December 5, 2024 - Present

THE ENTERPRISE SECURITIES COMPANY

Office #1: 30301 Northwestern Highway Suite 200, Farmington Hills, MI 48334
BD
CRD#: 26598
Farmington Hills, MI
Past

November 21, 2018 - November 18, 2024

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LINCOLN, NE
Past

September 19, 2016 - June 4, 2018

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LINCOLN, NE
Past

March 17, 2014 - May 5, 2016

ADP BROKER-DEALER, INC.

BD
CRD#: 37693
ROSELAND, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Michigan
(12/5/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/21/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/4/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 3/17/2014
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TE
THE ENTERPRISE SECURITIES COMPANY
THE ENTERPRISE SECURITIES COMPANY

CRD#: 26598 / SEC#: , 8-42662

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
30301 Northwestern Highway Suite 200, Farmington Hills, MI 48334
Mailing Address
30301 Northwestern Highway Suite 200, Farmington Hills, MI 48334
Phone number
(248) 539-8282
Established
Michigan since 04/26/1990
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAPPAS, NORMAN ARTHURPRESIDENT, CCO356173
MARRA, ANDREW JOHNPFO AND POO4763966

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE ENTERPRISE SECURITIES COMPANY

CRD#: 26598Farmington Hills, MI 48334

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