Roberto C. Candelaria

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CRD#: 6298708

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Roberto Campanella Candelaria was a registered financial professional .

Roberto is a previously registered financial professional and started their career in finance in 2014. Roberto had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 26, 2014 - October 27, 2014

MISMI, INC.

CRD#: 147058

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

MISMI, INC.

CRD#: 147058 / SEC#: , 8-67871

Terminated by SEC on 01/19/2015

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 12/21/2006

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
TL VENTURES V L.P.	SHAREHOLDER COM./PREF.
CERIA, SEBASTIAN	BOARD MEMBER
CERIA, SEBASTIAN	SHAREHOLDER COMMON
RK AXIOMA INVESTMENT GROUP, LLC	SHAREHOLDER COM./PREF
SATURN PARTNERS, L.P. II	SHAREHOLDER COM./PREF.
GUTTMAN, WILLIAM	SHAREHOLDER COMMON
GUTTMAN, WILLIAM	BOARD MEMBER
BEATON, DANIEL STEWART	FINOP	4240769
GOERZ (III), DAVID JONATHAN	BOARD MEMBER
KEARNS, PETER A	EXECUTIVE CHAIRMAN	2518315
PAPANDREADIS, ANDREW	SHAREHOLDER COMMON
SCHNEID, JARED DAVID	CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER	850418

Red Flags

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