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TP

Tamara C. Peden

BLAYLOCK VAN
Johns Creek, GA 30097
Some features on this profile are disabled
CRD#: 6298698
TP

Professional summary


Tamara Cheryl Peden, who also goes by Tami Peden, is a registered financial professional currently at BLAYLOCK VAN, LLC located in Johns Creek, Georgia.

Tamara is registered as a RR (Registered Representative) and started their career in finance in 2015. Tamara has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Tami Peden

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FROM 10/2008 TO PRESENT I WORK AS A SELF EMPLOYED MORTGAGE CLOSER FOR VARIOUS TITLE COMPANIES. I DEVOTE APPROXIMATELY 15 HOURS A MONTH TO THIS WITH APPROXIMATELY 5 OF THOSE HOURS BEING DURING SECURITIES TRADING HOURS. MY MAIN DUTY IS TO OBTAIN SIGNATURES AND NOTARIZE DOCUMENTS FOR MORTGAGE BORROWERS. From 4/2022 to Present, I am the sole proprietor of my new company, Moto-Notary LLC. My main role is to perform notarizations on an as needed basis for clients who seek out my service of traveling to them. I also continue to perform mortgage closings. I spend about 2-4 hours during business hours doing this.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Tamara Cheryl Peden's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 8, 2023 - Present

BLAYLOCK VAN, LLC

Office #1: 11340 Lakefield Drive, Suite 200, Johns Creek, GA 30097
BD
CRD#: 145317
Johns Creek, GA
Past

September 27, 2021 - June 8, 2022

ESSEX ADVISORY

RIA
CRD#: 312140
Skokie, IL
Past

September 23, 2021 - October 22, 2022

ESSEX SECURITIES LLC

BD
CRD#: 46605
JERSEY CITY, NJ
Past

July 19, 2018 - September 23, 2019

SB ADVISORY, LLC

RIA
CRD#: 154680
Chicago, IL
Past

January 19, 2015 - September 23, 2019

IFS SECURITIES

BD
CRD#: 40375
Chicago, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(11/8/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/21/2015
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BV
BLAYLOCK VAN, LLC
BLAYLOCK BEAL VAN, LLC | BLAYLOCK VAN, LLC | BLAYLOCK ROBERT VAN, LLC

CRD#: 145317 / SEC#: 801-69136, 8-67721

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
600 Lexington Avenue 10th Floor, Oakland, CA 94612
Mailing Address
600 Lexington Avenue 3rd Floor, New York, NY 10022
Phone number
(212) 715-6600
Established
California since 03/26/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (36 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
ROBERT VAN SECURITIES, INCSOLE VOTING MEMBER
BLAYLOCK & COMPANY, INCNON-VOTING MEMBER
CIULLA, ALEXANDER JOHNFINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER2635660
HOUGH, JERVIS BENNETTBD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER4291302
KALISPEL TRIBAL ECONOMIC AUTHORITYNON-VOTING MEMBER
SEAPORT GLOBAL SECURITIES LLCSHAREHOLDER116270
STANDIFER, ERIC VANMANAGER; CEO; GSP; MSP1025776

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BLAYLOCK VAN, LLC

CRD#: 145317Johns Creek, GA 30097

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