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AS

Andrew M. Shand

EMPOWER ADVISORY GROUP
El Mirage, AZ
Some features on this profile are disabled
CRD#: 6298348
AS
Andrew Martin ShandEMPOWER ADVISORY GROUP

Professional summary

Andrew Martin Shand, who also goes by Andrew M Shand, Andrew Shand, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in El Mirage, Arizona and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Andrew has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Aliases

Andrew M Shand | Andrew Shand

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Martin Shand's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 10, 2026 - Present

EMPOWER ADVISORY GROUP, LLC

RIA
CRD#: 112058
El Mirage, AZ
Current

July 9, 2026 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

September 16, 2022 - June 29, 2026

VANGUARD ADVISERS, INC.

RIA
CRD#: 106715
Scottsdale, AZ
Past

September 16, 2022 - June 29, 2026

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ
Past

November 6, 2020 - December 31, 2021

USAA INVESTMENT SERVICES COMPANY

RIA
CRD#: 5475
Phoenix, AZ
Past

June 8, 2020 - December 31, 2021

USAA INVESTMENT SERVICES COMPANY

BD
CRD#: 5475
Phoenix, AZ
Past

January 8, 2018 - July 30, 2020

USAA INVESTMENT SERVICES COMPANY

RIA
CRD#: 5475
Phoenix, AZ
Past

May 7, 2015 - January 8, 2018

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
PHOENIX, AZ
Past

March 17, 2014 - June 8, 2020

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/9/2026)
RR
Alaska
(7/9/2026)
RR
Arizona
(7/10/2026)
IAR
Arizona
(7/10/2026)
RR
Arkansas
(7/9/2026)
RR
California
(7/9/2026)
RR
Connecticut
(7/9/2026)
RR
Delaware
(7/9/2026)
RR
Georgia
(7/9/2026)
RR
Hawaii
(7/9/2026)
RR
Idaho
(7/9/2026)
RR
Illinois
(7/9/2026)
RR
Indiana
(7/9/2026)
RR
Iowa
(7/9/2026)
RR
Kansas
(7/9/2026)
RR
Kentucky
(7/9/2026)
RR
Maine
(7/9/2026)
RR
Massachusetts
(7/9/2026)
RR
Michigan
(7/9/2026)
RR
Minnesota
(7/9/2026)
RR
Mississippi
(7/9/2026)
RR
Missouri
(7/9/2026)
RR
Montana
(7/9/2026)
RR
Nebraska
(7/9/2026)
RR
Nevada
(7/9/2026)
RR
New Hampshire
(7/9/2026)
RR
New Jersey
(7/9/2026)
RR
New Mexico
(7/9/2026)
RR
New York
(7/9/2026)
RR
North Carolina
(7/9/2026)
RR
North Dakota
(7/9/2026)
RR
Oklahoma
(7/9/2026)
RR
Oregon
(7/9/2026)
RR
Pennsylvania
(7/9/2026)
RR
Rhode Island
(7/9/2026)
RR
South Carolina
(7/9/2026)
RR
South Dakota
(7/9/2026)
RR
Tennessee
(7/9/2026)
RR
Texas
(7/9/2026)
RR
Utah
(7/9/2026)
RR
Vermont
(7/9/2026)
RR
Virginia
(7/9/2026)
RR
Washington
(7/9/2026)
RR
West Virginia
(7/9/2026)
RR
Wisconsin
(7/9/2026)
RR
Wyoming
(7/9/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/7/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/1/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/17/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)
Loading...

Contact information

Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)
EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)
EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)
EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts250,707
AUM (Assets Under Management)$ 159,120,330,491

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/26/2026
Cover Page
Report
03/28/2025
Cover Page
Report
11/21/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMPOWER ADVISORY GROUP, LLC

CRD#: 112058El Mirage, AZ

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