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Felicity Di Pisa

UHY WEALTH MANAGEMENT RIA
San Diego, CA 92122
Some features on this profile are disabled
CRD#: 6297883
FD

Professional summary

Felicity Di Pisa, who also goes by Felicity Patricot, is a registered financial advisor currently at UHY WEALTH MANAGEMENT RIA LLC located in San Diego, California.

Felicity is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Felicity has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Felicity Patricot

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Felicity Di Pisa's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 20, 2026 - Present

UHY WEALTH MANAGEMENT RIA LLC

Office #1: 9171 Towne Centre Drive Suite 100, San Diego, CA 92122
RIA
CRD#: 317608
San Diego, CA
Past

November 14, 2024 - April 1, 2026

LPL ENTERPRISE, LLC

RIA
CRD#: 8733
SAN DIEGO, CA
Past

November 14, 2024 - April 1, 2026

LPL ENTERPRISE, LLC

BD
CRD#: 8733
SAN DIEGO, CA
Past

September 13, 2014 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
San Diego, CA
Past

August 22, 2014 - November 14, 2024

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
San Diego, CA
Past

July 15, 2014 - August 20, 2014

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
LA JOLLA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/20/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/6/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/15/2014
General Securities Representative Examination

Current Firm

UW
UHY WEALTH MANAGEMENT RIA LLC
UHY WEALTH MANAGEMENT RIA LLC

CRD#: 317608 / SEC#:

Michigan
Registered Investment Advisory firm - (6/27/2024 Approved)
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Contact information

Main Address
27725 Stansbury Blvd, Suite 385, Farmington Hills, MI 48334
Mailing Address
Phone number
(248) 609-1610
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UHY WEALTH MANAGEMENT RIA LLC

CRD#: 317608San Diego, CA 92122

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