Steven T. Varvaro

FOUR CORNERS FINANCIAL

MELVILLE, NY 11747

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CRD#: 6297125

Professional summary

Steven T. Varvaro, CFP® is a registered financial advisor currently at FOUR CORNERS FINANCIAL located in Melville, New York.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Steven has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven T. Varvaro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

March 7, 2017 - Present

FOUR CORNERS FINANCIAL

Office #1: 150 Broadhollow Road Suite 215, Melville, NY 11747

RIA

CRD#: 287468

MELVILLE, NY

Past

July 22, 2014 - April 18, 2016

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Past

April 3, 2014 - July 21, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOUR CORNERS FINANCIAL

FOUR CORNERS FINANCIAL | V&V MANAGEMENT GROUP CORPORATION

CRD#: 287468 / SEC#: 801-118152

RIA

Registered Investment Advisory firm - (2/28/2020 Approved)

New York

Registered Investment Advisory firm - (3/5/2020 Terminated)

Texas

Registered Investment Advisory firm - (3/5/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/8/2021)

IAR

Texas
(3/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/26/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/18/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/25/2014

General Securities Representative Examination

Current Firm

FOUR CORNERS FINANCIAL

FOUR CORNERS FINANCIAL | V&V MANAGEMENT GROUP CORPORATION

CRD#: 287468 / SEC#: 801-118152

RIA

Registered Investment Advisory firm - (2/28/2020 Approved)

New York

Registered Investment Advisory firm - (3/5/2020 Terminated)

Texas

Registered Investment Advisory firm - (3/5/2020 Terminated)

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Contact information

Main Address

150 Broadhollow Road Suite 215, Melville, NY 11747

Mailing Address

Phone number

(631) 271-1170

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FOUR CORNERS FINANCIAL DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY (1/31/2025)

Regulatory assets under management

Total Number of Accounts	171
AUM (Assets Under Management)	$ 76,178,943

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven T. Varvaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven T. Varvaro's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUR CORNERS FINANCIAL

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

FOUR CORNERS FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 6/26/2014

SIE

Date: 4/18/2016

Series 7

Date: 3/25/2014

Current Firm

FOUR CORNERS FINANCIAL

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOUR CORNERS FINANCIAL

TRUST BUT VERIFY

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