Zhuoli Wang

GLOBALINK WEALTH MANAGEMENT

Pasadena, CA 91107

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CRD#: 6296782

Professional summary

Zhuoli Wang, who also goes by Julie Wang, is a registered financial advisor currently at GLOBALINK WEALTH MANAGEMENT, LLC located in Pasadena, California and GLOBALINK SECURITIES, INC. located in Pasadena, California.

Zhuoli is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Zhuoli has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Julie Wang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Globalink Insurance, LLC., Fixed Insurance Agent from 12/16/2019, 2 hours per month, commission based. Not Securities related. 2. I Want My Styles, Arcadia, CA, President from 06/24/2020, selling advertisement banner, 2 hours per month, commission based. Not Securities related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zhuoli Wang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2023 - Present

GLOBALINK WEALTH MANAGEMENT, LLC

Office #1: 3452 East Foothill Blvd. Suite 1040, Pasadena, CA 91107

RIA

CRD#: 323294

Pasadena, CA

Current

September 3, 2014 - Present

GLOBALINK SECURITIES, INC.

Office #1: 3452 East Foothill Boulevard Suite 1040, Pasadena, CA 91107Office #2: 3452 E Foothill Blvd. Ste 1040, Pasadena, CA 91107

CRD#: 29721

Pasadena, CA

Past

April 17, 2020 - February 3, 2021

TRANSGLOBAL ADVISORY, LLC

RIA

CRD#: 168709

MONROVIA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/25/2016)

IAR

California
(3/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/5/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/23/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/2/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 7/17/2017

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/1/2016

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GLOBALINK WEALTH MANAGEMENT, LLC

CRD#: 323294 / SEC#:

California

Registered Investment Advisory firm - (3/16/2023 Approved)

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Contact information

Main Address

3452 East Foothill Blvd. Suite 1040, Pasadena, CA 91107

Mailing Address

Phone number

(626) 964-5966

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 12,558,103

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Zhuoli Wang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zhuoli Wang's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBALINK SECURITIES, INC.

TRANSGLOBAL ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/5/2018

Series 63

Date: 12/23/2014

SIE

Date: 10/1/2018

Series 7

Date: 9/2/2014

Series 4

Date: 7/17/2017

Series 24

Date: 10/1/2016

FINRA

Current Firm

GLOBALINK WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GLOBALINK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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