Christopher Lewis Nelson
Professional Summary
Christopher Lewis Nelson, who also goes by Christopher Nelson, is a registered financial advisor currently at APA SECURITIES, LLC located in Englewood Cliffs, New Jersey. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2014. Christopher has worked at 2 firms and has passed the Series 99TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher Lewis Nelson, Christopher Nelson
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
APA SECURITIES, LLC | UPRR SECURITIES, LLC | SHAREHOLDER SOLUTIONS (ACS), LLC | KEANE FINANCIAL, LLC
Contact Information
Main Address
920 Sylvan Avenue, Suite 240, Englewood Cliffs, NJ 07632Mailing Address
920 Sylvan Avenue, Suite 240, Englewood Cliffs, NJ 07632Phone Number
(212) 971-3333Established
Delaware since 07/30/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Lewis Nelson's CRS (Customer Relationship Summary).
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