Jason K. Lobato
STRATEGIC ADVISERS LLC | Financial Consultant
NEW YORK, NY
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CRD#: 6295796
Professional summary
Jason Keith Lobato, CFP® is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in New York, New York and FIDELITY BROKERAGE SERVICES LLC located in New York City, New York.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Jason has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Biography
As a Certified Financial Planner™, the real value my clients receive comes from the prudent plan we create together. Through meaningful conversations and thoughtful planning, my clients are working towards growing, preserving and living off their wealth.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 29937 | Org Name:Radicel Educational Technology Service | Org Addr:New York, NY, US | Nature of Bus:Educational programs | Invst Rel:N | Title:Teaching Assistant | Duties:Assist in teaching various classes with children ranging from ages 4 through 12 | Start Dt:08/19/2014 | Total Hrs p/m:15 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Jason Keith Lobato's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
CUNY Hunter College
Bachelor of Arts (BA) - Economics
2013
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 165 Broadway, New York City, NY 10006RIA
CRD#: 104555
NEW YORK, NY
Current
August 6, 2014 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 165 Broadway, New York City, NY 10006BD
CRD#: 7784
New York City, NY
Past
July 8, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NEW YORK CITY, NY
Past
March 27, 2014 - May 16, 2014
GLOBAL ARENA CAPITAL CORP
BD
CRD#: 16871
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/25/2016)
RR
Arkansas(7/22/2022)
RR
California(4/25/2016)
RR
Colorado(4/25/2016)
RR
Connecticut(1/2/2015)
RR
Delaware(7/8/2022)
RR
Florida(4/25/2016)
RR
Georgia(9/29/2023)
RR
Hawaii(4/25/2016)
RR
Illinois(3/1/2024)
RR
Iowa(9/7/2017)
RR
Maine(2/12/2021)
RR
Maryland(4/25/2016)
RR
Massachusetts(4/25/2016)
RR
Michigan(4/25/2016)
RR
Minnesota(4/25/2016)
RR
Nevada(4/25/2016)
RR
New Jersey(8/6/2014)
RR
New York(8/6/2014)
IAR
New York(3/31/2025)
RR
North Carolina(4/25/2016)
RR
North Dakota(9/29/2023)
RR
Oregon(7/8/2022)
RR
Pennsylvania(4/25/2016)
RR
Rhode Island(4/25/2016)
RR
South Carolina(4/25/2016)
RR
Tennessee(4/25/2016)
RR
Texas(1/15/2020)
IAR
Texas(3/31/2025)
RR
Utah(4/25/2016)
RR
Vermont(11/26/2024)
RR
Virginia(4/25/2016)
RR
Washington(2/12/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555New York, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
