Andrew A. Mullins
Professional summary
Andrew Arthur Robert Mullins, who also goes by Andrew Arthur Robert Mullins, is a registered financial professional currently at LIQUIDNET, INC. located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2015. Andrew has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Arthur Robert Mullins's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2024 - Present
LIQUIDNET, INC.
Office #1: 200 Vesey Street 5th Floor, New York, NY 10281June 11, 2015 - September 25, 2020
LIQUIDNET, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2024)
(9/6/2024)
Exams
Series 7TO
Date: 10/24/2023
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
LIQUIDNET, INC.
CRD#: 103987 / SEC#: , 8-52461
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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